Text preview for : Panasonic gd70 Service Manual.pdf part of Panasonic EB-GD70 Service Manual, Technical Guide, Schemes, Personal Cellular Phone - (4,84Mb) 2 Part File - pag. 86
Back to : handheld_portable.part1.r | Home
2UGHU 1XPEHU 0&8.*
6HUYLFH 0DQXDO
*' 3HUVRQDO &HOOXODU 7HOHSKRQH
+DQGKHOG 3RUWDEOH
(%*'
6SHFLILFDWLRQ
0+]
ArrpÃhtr U)Ã'(ÃÃ( $ÃHC S)Ã("$ÃÃ(%ÃHC USÃsrrpÃrhhv SAÃpuhryÃihqvqu IirÃsÃSAÃpuhry TrrpuÃpqvt !# AyyÃhrChysÃhr@uhprqà AyyÃhr PrhvtÃrrhr Ur SAÃPÃQr Hqyhv 8rpv WvprÃqvtvvvt UhvvÃrrq 9vrv TvthyÃSrprv DrrqvhrÃArrp 8yhÃ#ÃChquryq !ÃXÃhvÃà BHTFÃ7UÃ2Ã" 'ÃpuU9H6 "ÃxiÃSQ@GUQÃà !&"Ãxi ArrpÃuvt 9iyrÃrurrqr UÃ'(ÃÃ( $ÃHC SÃ("$ÃÃ(%ÃHC 6rhÃU rvhyÃDrqhpr 6rhÃWTXS 9vrv $à Uà & Ãà &'$ÃHC ''ÃHC "ÃxÃ68G@QÃÃ$%ÃxÃ8@GQÃÃWTG@Q 8ÃÃ$$8 8yhà ÃChquryq #$ÃHC !ÃxC "&# AyyÃhrChysÃhr U)Ã
0+]
& ÃÃ &'$ÃHC ''ÃHC S)Ã '$ÃÃ
($ÃHC
XÃhv
W
SÃ '$ÃÃ
1!
Ã)Ã "!Ã
Crvtu)Ã
Xvqu)Ã#$$à 9ru)à ($à Wyr Xrvtu 9vyh !$Ãpp "#Ãt BhuvphyÃpuvÃÃtyhÃyvvqÃphyÃ6yuhrvpà puhhprÃ$ÃvpÃhqÃ%Ãà Ãpuhhpr Dyyvhv Brr) #ÃG@9ÃsÃurÃG89 'ÃG@9ÃsÃurÃxrihq ÃG@9ÃDpvtÃphyy Srq) ÃG@9Ã8uhtvtÃvqvph Frhq TDH @rhyÃ98ÃTyÃWyhtr 7hr ThqiÃ7hrÃGvsr 9SYÃ( &ÃxrÃIhvthvÃxr QytvÃrÃy $'ÃW "% W 7hrÃQhpxÃ@77T9&)à Ãu 7hrÃQhpxÃ@77H9&)à $Ãu 7hrÃQhpxÃ@77G9&)à 8rhvÃ7hrÃGvsr QGÃ&Ã9UYÃ$È 'Ãu %ÃÃ"Ã
7hrÃQhpxÃ@77T9&)Ã!#Ã 7hrÃQhpxÃ@77H9&)Ã!$Ã 7hrÃQhpxÃ@77G9&)Ã#"Ã
VyrÃhrqÃurrÃrpvsvphvÃhrÃvuÃ7hrÃQhpxÃ@77T9&Ãsvrq 7hrÃyvsrÃsvtrÃhrÃqrrqrÃÃrxÃpqvv
:$51,1*
UuvÃrvprÃvshvÃvÃqrvtrqÃsÃrrvrprqÃrhvÃrpuvpvhÃyÃhqÃvÃÃqrvtrqÃsÃrÃiÃurÃtrrhyÃiyvp ÃDÃqrÃÃphvÃhvtÃÃ phvÃÃhqvrÃrpuvphyÃvqvvqhyÃsÃrvhyÃqhtrÃvÃhrvtÃÃrvprÃhÃqp QqpÃrrqÃiÃryrpvpvÃuyqÃirÃrvprqÃÃrhvrqÃyÃiÃrrvrprqÃsrvhyÃrpuvpvhÃ6ÃhrÃÃr vprÃÃrhvÃurÃqpÃÃ qpÃqrhyÃvuÃvÃuvÃrvprÃhhyÃiÃhrÃryrÃpyqÃryÃvÃrvÃvwÃÃqrhu
,VVXH 5HYLVLRQ
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
,VVXH 5HYLVLRQ
± LL ±
0&8.* 6HUYLFH 0DQXDO
:$51,1*6 $1' &$87,216
:$51,1*
7KH HTXLSPHQW GHVFULEHG LQ WKLV PDQXDO FRQWDLQV SRODUL]HG FDSDFLWRUV XWLOLVLQJ OLTXLG HOHFWURO\WH 7KHVH GHYLFHV DUH HQWLUHO\ VDIH SURYLGHG WKDW QHLWKHU D VKRUWFLUFXLW QRU D UHYHUVH SRODULW\ FRQQHFWLRQ LV PDGH DFURVV WKH FDSDFLWRU WHUPLQDOV )$,/85( 72 2%6(59( 7+,6 :$51,1* &28/' 5(68/7 ,1 '$0$*( 72 7+( (48,30(17 25 $7 :2567 3266,%/( ,1-85< 72 3(56211(/ 5(68/7,1* )520 (/(&75,& 6+2&. 25 7+( $))(&7(' &$3$&,725 (;3/2',1* (;75(0( &$5( 0867 %( (;(5&,6(' $7 $// 7,0(6 :+(1 +$1'/,1* 7+(6( '(9,&(6
&DXWLRQ
7KH HTXLSPHQW GHVFULEHG LQ WKLV PDQXDO FRQWDLQV HOHFWURVWDWLF VHQVLWLYH GHYLFHV (6'V 'DPDJH FDQ RFFXU WR WKHVH GHYLFHV LI WKH DSSURSULDWH KDQGOLQJ SURFHGXUH LV QRW DGKHUHG WR
(6' +DQGOLQJ SUHFDXWLRQV
$ ZRUNLQJ DUHD ZKHUH (6'V PD\ EH VDIHO\ KDQGOHG ZLWKRXW XQGXH ULVN RI GDPDJH IURP HOHFWURVWDWLF GLVFKDUJH PXVW EH DYDLODEOH 7KH DUHD PXVW EH HTXLSSHG DV IROORZV :RUNLQJ 6XUIDFHV $OO ZRUNLQJ VXUIDFHV PXVW KDYH D GLVVLSDWLYH EHQFK PDW 6$)( IRU XVH ZLWK OLYH HTXLSPHQW FRQQHFWHG YLD D 0 UHVLVWRU XVXDOO\ EXLOW LQWR WKH OHDG WR D FRPPRQ JURXQG SRLQW :ULVW 6WUDS $ TXLFN UHOHDVH VNLQ FRQWDFW GHYLFH ZLWK D IOH[LEOH FRUG ZKLFK KDV D EXLOW LQ VDIHW\ UHVLVWRU RI EHWZHHQ N DQG 0 VKDOO EH XVHG 7KH IOH[LEOH FRUG PXVW EH DWWDFKHG WR D GLVVLSDWLYH HDUWK SRLQW &RQWDLQHUV $OO FRQWDLQHUV DQG VWRUDJH PXVW EH RI WKH FRQGXFWLYH W\SH
%DWWHULHV
7KLV HTXLSPHQW PD\ FRQWDLQ DQ LQWHUQDO EDWWHU\ LQ DGGLWLRQ WR WKH H[WHUQDO EDWWHU\ SDFNV 7KHVH EDWWHULHV DUH UHF\FODEOH DQG VKRXOG EH GLVSRVHG RI LQ DFFRUGDQFH ZLWK ORFDO OHJLVODWLRQ 7KH\ PXVW QRW EH LQFLQHUDWHG RU GLVSRVHG RI DV RUGLQDU\ UXEELVK
0&8.* 6HUYLFH 0DQXDO
± LLL ±
,VVXH 5HYLVLRQ
7KLV SDJH LV OHIW LQWHQWLRQDOO\ EODQN
,VVXH 5HYLVLRQ
± LY ±
0&8.* 6HUYLFH 0DQXDO
&217(176
,1752'8&7,21
! " QrÃsÃuvÃHhhyà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà TprÃsÃurÃHhhyÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà TrvpvtÃSrvivyvvrà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃ
*(1(5$/ '(6&5,37,21
! !! Brrhyà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà " ChqhiyrÃHhvÃFvà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà "
23(5$7,1* ,16758&7,216
" "! "" "# "$ "% "& "' "( " " " " " " " ! " # $ % Brrhyà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà $ G89Ã9vyhà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà $ GphvÃsÃ8yà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà % 8prÃsÃPrhvà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà & 6yuhÃ@à ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà & DpvtÃ8hyyvtÃGvrÃDqrvsvphvÃ8GDà ÃÃÃÃÃÃÃÃÃÃà & CÃFrÃ9vhyÃTprÃGvà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà ' ArhrÃHrÃTprà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà ' QiyvpÃHhÃHhpuvrÃDrshprÃHHDà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃà ( Uiyruvtà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà DhÃ@ÃHrhtrà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà TrpvÃ8qrà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà TDHÃQrhyvhvà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà BTHÃTrvprÃTrqÃiÃQ8Ã8hqà ÃÃÃÃÃÃÃÃÃÃÃÃà BTHÃIrxÃ8qrÃhqÃIhrà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà ByhÃsÃUrÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà ! ! " " # # '
',6$66(0%/< 5($66(0%/< ,16758&7,216
# #! Brrhyà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà ( ChqhiyrÃVvà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà !
7(&+1,&$/ 63(&,),&$7,216
$ $! UÃ8uhhprvvpà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà !$ SÃ8uhhprvvpà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà !&
7(67 $1' 0($685(0(17
% %! %" %# %$ %% Dqpvà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà !( @rhyÃUrvtà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà !( 8yrrÃVvÃUrÃTrà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà "! 8uhryÃ7ÃUrÃ8hqà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà "% 6qwrÃHqrà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà "& GpxÃ8qrà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà $!
&,5&8,7 ',$*5$06
& ChquryqÃVvà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà $$
/$<287 ',$*5$06
' ChquryqÃVvà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà %$
5(3/$&(0(17 3$576 /,67
( (! (" (# ChquryqÃVvà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà %& ChquryqÃSryhprrÃQhÃGvà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà %' SrhvÃEvtÃhqÃUyà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà && QvrqÃHhrvhyà ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃà &'
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ±Y±
,VVXH 5HYLVLRQ
,VVXH 5HYLVLRQ
6HFWLRQ ± YL ±
0&8.* 6HUYLFH 0DQXDO
,1752'8&7,21
,1752'8&7,21
3XUSRVH RI WKLV 0DQXDO
7KLV 6HUYLFH 0DQXDO FRQWDLQV WKH LQIRUPDWLRQ DQG SURFHGXUHV UHTXLUHG IRU LQVWDOOLQJ RSHUDWLQJ DQG VHUYLFLQJ WKH 3DQDVRQLF *60 3HUVRQDO &HOOXODU 0RELOH 7HOHSKRQH V\VWHP RSHUDWLQJ RQ WKH *60 'LJLWDO &HOOXODU 1HWZRUN
6WUXFWXUH RI WKH 0DQXDO
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
6HUYLFLQJ 5HVSRQVLELOLWLHV
7KH SURFHGXUHV GHVFULEHG LQ WKLV PDQXDO PXVW EH SHUIRUPHG E\ TXDOLILHG VHUYLFH HQJLQHHULQJ SHUVRQQHO DW DQ DXWKRULVHG VHUYLFH FHQWUH 7KH VHUYLFH HQJLQHHULQJ SHUVRQQHO DUH UHVSRQVLEOH IRU IDXOW GLDJQRVLV DQG UHSDLU RI DOO HTXLSPHQW GHVFULEHG LQ WKLV PDQXDO
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ±±
,VVXH 5HYLVLRQ
,1752'8&7,21
7KLV SDJH LV OHIW LQWHQWLRQDOO\ EODQN
,VVXH 5HYLVLRQ
6HFWLRQ ±±
0&8.* 6HUYLFH 0DQXDO
*(1(5$/ '(6&5,37,21
*(1(5$/ '(6&5,37,21
*HQHUDO
7KLV VHFWLRQ SURYLGHV D JHQHUDO GHVFULSWLRQ DQG NLW FRPSRVLWLRQ GHWDLOV IRU WKH *60 +DQGSRUWDEOH 7HOHSKRQH V\VWHP DQG RSWLRQDO NLWV *' LV D KLJK SHUIRUPDQFH VPDOO OLJKW EXVLQHVV *60 WHOHSKRQH 7KH IROORZLQJ IHDWXUHV DUH LQFOXGHG DV VWDQGDUG 7ULSOH 5DWH ZKLFK LQFOXGHV )XOO 5DWH +DOI 5DWH DQG HQKDQFHG )XOO 5DWH VSHHFK FRGHF 'XDO %DQG *60 DQG *60 RSHUDWLRQ 'HVNWRS +DQGVIUHH )XQFWLRQ FRPSULVHG RI LQWHJUDO HFKR FDQFHOODWLRQ DQG QRLVH VXSSUHVVLRQ
+DQGSRUWDEOH 0DLQ .LW
7KH KDQGSRUWDEOH PDLQ NLW SURYLGHV D VWDQGDORQH FODVV *60 WHOHSKRQH 7KH SOXJLQ 6,0 FRQWDLQV WKH VXEVFULEHU DQG QHWZRUN LQIRUPDWLRQ QHFHVVDU\ WR RSHUDWH WKH SKRQH RQ D *60 QHWZRUN
)LJXUH
+DQGSRUWDEOH 0DLQ 8QLW .LW &RQWHQWV
IVH7@S 9@T8SDQUDPI HhvÃv ! " ² 7hr 6qh 9prhv Q6SUÃIVH7@S @7B9& @77T9& @7869& TrrÃTrpvÃ! "
'
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ±±
,VVXH 5HYLVLRQ
*(1(5$/ '(6&5,37,21
7KLV SDJH LV OHIW LQWHQWLRQDOO\ EODQN
,VVXH 5HYLVLRQ
6HFWLRQ ±±
0&8.* 6HUYLFH 0DQXDO
23(5$7,1* ,16758&7,216
23(5$7,1* ,16758&7,216
*HQHUDO
7KLV VHFWLRQ SURYLGHV D EULHI JXLGH WR WKH RSHUDWLRQ DQG IDFLOLWLHV DYDLODEOH RQ WKH *' KDQGSRUWDEOH XQLW 5HIHU WR WKH 2SHUDWLQJ ,QVWUXFWLRQV IRU IXOO RSHUDWLRQDO LQIRUPDWLRQ
/&' 'LVSOD\
7KH *' KDQGSRUWDEOH XQLW KDV D JUDSKLFDO FKLS RQ JODVV OLTXLG FU\VWDO GLVSOD\ LQ FRQMXQFWLRQ ZLWK WKH IROORZLQJ LFRQV
0HQX 1XPEHU )LJXUH
U T
Hrà Iir
2SWLRQ $UHD '
/&' GLVSOD\
UÃtÃvthyÃhrh0cÃrhxÃvthyÃhrh
DqvphrÃrprvrqÃvthyÃrtu)Ã
DqvphrÃuhÃvÃvÃviyrÃÃhxrÃhÃrrtrpÃphyy UurÃirÃsÃurÃsrhrÃvrqÃÃiÃurÃvrÃUÃhpprÃhÃsrhrÃrrÃurÃrÃirÃÃurÃxrhq
C
9vyhÃurÃihrÃpuhtrÃyrry)
ÃCÃ7hrÃvÃhÃsyyÃpuhtr0ÃFÃ7hrÃrvrÃrpuhtvt0 BÃUurÃihrÃvpÃsyhurÃqvtÃpuhtvtÃ9vtÃphÃÃrÃurÃurÃihrÃvÃsyyÃpuhtrqÃurÃihrÃvpÃvyyÃ
Ãyvtu 9vyhÃhÃhyyÃvpÃryhrqÃÃurÃprÃhÃsÃurÃryrur)
HrÃDp
`ÃryrurÃvÃhvtÃÃhÃrÃurÃrx0 ÃvtÃuró8hyyÃ9vr´ÃsrhrÃÃurÃryrurÃuhÃ8hyyÃ9vrÃr0 dÃuÃuhÃurÃvihvÃhyrÃvÃvpurqÃ0 bÃuÃuhÃryrurÃvÃvÃvyrÃqrÃÃÃr) IÃvqvphrÃurrÃhrÃrhqÃTuÃUrÃHrhtrÃTHTÃGvÃurÃTHTÃhrhÃvÃsyy0 PÃurÃryrurÃvÃypxrq0 VÃuÃuhÃhyÃpuhhprÃuhrÃirrÃrrrqÃvÃ6yuhÃ@0 WÃuÃuhÃBrrxÃpuhhprÃuhrÃirrÃrrrqÃvÃ6yuhÃ@0 XÃuÃuhÃrrqrqÃpuhhprÃuhrÃirrÃrrrqÃvÃ6yuhÃ@0 YÃuÃuhÃirÃuhrÃirrÃrrrqÃvÃ6yuhÃ@
PvÃ6rh DqvphrÃuhÃurÃhvthvÃxrà QrvtÃurÃryrpÃxrÃ
tÃphÃirÃrrqÃ@hpuÃhÃvyyÃyvtuÃvqvvqhyyÃÃvqvphrÃuvpuÃqvrpvÃvÃhyvq
7ÃvyyÃryrpÃurÃvÃqvyhrqÃvÃurÃvÃhrhÃsÃurÃqvyh
)ROORZLQJ VRPH RSHUDWLRQV WKH GLVSOD\ ZLOO DXWRPDWLFDOO\ FOHDU DIWHU WKUHH VHFRQGV RU DIWHU SUHVVLQJ DQ\ NH\ H[FHSW @
0&8.& 6HUYLFH 0DQXDO
6HFWLRQ ±±
,VVXH 5HYLVLRQ
23(5$7,1* ,16758&7,216
/RFDWLRQ RI &RQWUROV
,QFRPLQJ&KDUJH LQGLFDWRU *UHHQ ± LQFRPLQJ FDOO 5HG ± FKDUJLQJ EDWWHU\ SDFN ([WHUQDO FRQQHFWRU 8VHG WR FRQQHFW WR H[WHUQDO DFFHVVRULHV RU FKDUJLQJ HTXLSPHQW
)LJXUH
/RFDWLRQ RI FRQWUROV IRU *'
'
t 7 6 9 8 @ ( Æ
Ã
IhvthvÃFrÃTpyyÃutuÃvÃÃsrhrÃrÃhqÃvprhrÃÃqrprhrÃyr TryrpÃFrÃTryrpÃvÃuÃvÃurÃPvÃ6rhÃsÃurÃqvyh QurixÃFrÃ7rÃutuÃurÃQurixÃÃrÃhÃirÃvÃurÃQurixà 8uhtrÃurÃrÃsÃpuhhprÃrrrqÃqvtÃ6yuhÃ@ TrqÃFrÃHhxrÃhÃphyy 8yrhÃFrÃ8yrhÃurÃyhÃqvtvÃrrrqÃpyrhÃhyyÃqvtvÃurÃrrqÃhqÃuryqÃÃrÃà urÃrvÃqvyh @qÃFrÃ@qÃhÃphyyÃÃvpurÃurÃryrurÃssÃurÃrrqÃhqÃuryq
9vtvÃxrÃ@rÃvyqÃirÃÃhrÃurÃrrqÃhqÃuryqÃXurrÃhvhrÃurà xrÃpyyÃÃÃqÃutuÃhiivhrqÃpyÃhrÃhqÃurÃryrpÃÃÃrrhyÃÃurà vrhvhyÃhpprÃpqró´ WvihÃrhiyrqvhiyrÃFrÃQrÃhqÃuyqÃÃrhiyrÃÃqvhiyrÃurÃvih
Ã
,VVXH 5HYLVLRQ
6HFWLRQ ±±
0&8.& 6HUYLFH 0DQXDO
23(5$7,1* ,16758&7,216
&RQFHSW RI 2SHUDWLRQ
7KHUH LV D FORVH UHODWLRQVKLS EHWZHHQ WKH 6HOHFW .H\ 1DYLJDWLRQ .H\ DQG GLVSOD\
)LJXUH
&RQFHSW RI 2SHUDWLRQ
'
3UHVVLQJ XS DQG GRZQ r ZLOO PRYH WKH SRLQWHU XS DQG GRZQ DQG VFUROO WKURXJK PRUH LQIRUPDWLRQ LQ WKH PDLQ DUHD RI WKH GLVSOD\ 3UHVVLQJ OHIW DQG ULJKW s ZLOO VFUROO WKURXJK RSWLRQV LQ WKH RSWLRQ DUHD RI WKH GLVSOD\ 7R FKRRVH WKH RSWLRQ SUHVV WKH 6HOHFW .H\ 7
$OSKD (QWU\
$OSKD (QWU\ LV XVHG WR HQWHU DOSKDQXPHULF FKDUDFWHUV LQWR 3KRQHERRN 6KRUW 0HVVDJHV DQG WKH *UHHWLQJ 0HVVDJH
Fr 8uhhprPrhv
V
³Ã5ñÃÃÃ0Ã)ÃÄãÃ4âÃÃõÃÉÃÈÃñÃÃ1Ã3Ã2ÃÃÇÃüÃ
W
A ÃBÃG DÃE Z HÃQÃI KÃLÃM NÃXÃO P RÃ S TÃUÃF X Y W
X
6ÃÃÃÃ7Ã8ÃdÃhÃjÃiÃp 9Ã@ÃeÃAÃqÃrÃqÃpÃs BÃCÃDÃtÃuÃvÃuà EÃFÃGÃwÃxÃy HÃIÃfÃPÃgáÃÃÃxÃÃzÃ| QÃRÃSÃTÃÃÃÃà UÃVÃhÃWÃÃÃÃà XÃYÃ`ÃaÃÃÃà ! " # $ % & ' (
Y
! " # $ % & ' ( 8
6Ã7Ã8ÃhÃiÃp 9Ã@ÃAÃqÃrÃs BÃCÃDÃtÃuÃv EÃFÃGÃwÃxÃy HÃIÃPÃÃÃ QÃRÃSÃTÃÃÃÃ UÃVÃWÃÃÃ XÃYÃ`ÃaÃÃÃÃ
9ryrrÃurÃpuhhprÃhirÃurÃpÃqryrrÃurÃpuhhprÃÃurÃyrsÃurÃhÃurÃrqÃsÃurÃyvrÃÃpyrhÃurÃrvrÃr à urÃrrqÃhqÃuryq
(DFK WLPH D NH\ LV SUHVVHG LW ZLOO GLVSOD\ WKH QH[W FKDUDFWHU :KHQ DQRWKHU NH\ LV SUHVVHG RU QR NH\ LV SUHVVHG IRU D VKRUW WLP H WKH FXUVRU ZLOO PRYH WR WKH QH[W SRVLWLRQ 7R F\FOH EHWZHHQ *UHHN FKDUDFWHUV W H[WHQGHG FKDUDFWHUV X QXPHUDOV Y DQG QRUPDO FKDUDFWHUV V SUHVV 6
(GLWLQJ $OSKD (QWU\
3UHVVLQJ r ZLOO PRYH WKH FXUVRU XS RU GRZQ RQH OLQH 3UHVVLQJÃs ZLOO PRYH \RX OHIW RU ULJKW RQH FKDUDFWHU :KHQ WKH FXUVRU LV PRYHG RYHU D FKDUDFWHU DQG DQRWKHU NH\ SUHVVHG WKLV ZLOO LQVHUW WKH QHZ FKDUDFWHU 3UHVVLQJ 8 ZLOO GHOHWH WKH FKDUDFWHU WR WKH OHIW RI WKH FXUVRU
,QFRPLQJ &DOOLQJ /LQH ,GHQWLILFDWLRQ &/,
:KHQ D FDOO LV UHFHLYHG WKH ODVW GLJLWV RI WKH &/, LQIRUPDWLRQ LV PDWFKHG ZLWK WKH SKRQHERRN 7KHUHIRUH DQ LQFRPLQJ FDOO FRXO G PDWFK WR WKH ZURQJ SKRQHERRN HQWU\
0&8.& 6HUYLFH 0DQXDO
6HFWLRQ ±±
,VVXH 5HYLVLRQ
23(5$7,1* ,16758&7,216
+RW .H\ 'LDO 6RXUFH /LVW
7KH VRXUFH IRU +RW .H\ 'LDO 1XPHEUV LV QRUPDOO\ µ3KRQHERRN¶ RU µ6HUYLFH 'LDO 1XPEHUV¶ )RU VRPH 2(0V LW PD\ EH D UHTXLUHPHQW WR VWRUH WKHVH QXPEHUV LQ WKH ((3520 :KHQ WKH VRXUFH LV WKH ((3520 DQG WKH WHOHSKRQH VRIWZDUH LV XSGDWHG WKH VRXUFH QXPEHUV PD\ EH ORVW $OVR LI WKH WKH XVHU FKDQJHV WKH VRXUFH RI WKH +RW .H\ 'LDO QXPHEUV LW ZLOO QRW EH SRVVLEOH WR UHGLUHFW WKH VRXUFH EDFN WR WKH ((3520 +RZHYHU LQ WKH HYHQW WKDW DQ 2(0 ZRXOG OLNH WKH +RW .H\ 'LDO VRXUFH WR EH VWRUHG LQ WKH ((3520 LW LV XQOLNOH\ WKDW WKH XVHU ZLOO KDYH WKH RSWLRQ WR FKDQJH WKH +RW .H\ 'LDO VRXUFH
)HDWXUHV 0HQX 6WUXFWXUH
)LJXUH
)HDWXUH 0HQX
'
,VVXH 5HYLVLRQ
6HFWLRQ ±±
0&8.& 6HUYLFH 0DQXDO
23(5$7,1* ,16758&7,216
3XEOLF 0DQ 0DFKLQH ,QWHUIDFH 00,
,W LV SRVVLEOH WR RSHUDWH DOO *60 WHOHSKRQHV LQ WKH VDPH ZD\ XVLQJ WKH 3XEOLF 00, 7KH IROORZLQJ RSHUDWLRQV ZLOO ZRUN ZLWK DOO *60 WHOHSKRQHV +RZHYHU WKLV LQIRUPDWLRQ LV UHVWULFWHG WR WKRVH RSHUDWLRQV WKDW DUH VXSSRUWHG E\ *' 7KH DQG LQ WKH IROORZLQJ SURFHGXUHV VKRXOG EH UHSODFHG E\ ÃDQG Æ UHVSHFWLYHO\ $OVR 61'! DQG (1'! VKRXOG EH UHSODFHG ZLWK 9 DQGÃ@ NH\V
5HDGLQJ 3KRQHERRN 0HPRU\ /RFDWLRQ
0(025< /2&$7,21! /HDGLQJ ]HURV FDQ EH OHIW RXW RI WKH ORFDWLRQ QXPEHU HJ FDQ EH
3UHVHQWDWLRQ RI ,0(,
6HFXULW\
&KDQJH 3,1 &KDQJH 3,1 8QEORFN 3,1 8QEORFN 3,1 2/' 3,1! 1(: 3,1! 1(: 3,1! 2/' 3,1! 1(: 3,1! 1(: 3,1! 3,1 81%/2&.,1* .(
&DOO +ROG
3ODFH D FDOO RQ KROG 5HFDOO D KHOG FDOO 0DNH D VHFRQG FDOO 6ZDS EHWZHHQ WZR KHOG FDOOV (QG KHOG FDOO (QG DFWLYH FDOO 5HMHFW LQFRPLQJ FDOO 61'! 61'! 7(/(3+21( 180%(5! 61'! 61'! 2 61'! 61'! 61'!
&DOO :DLWLQJ
(QDEOH &DOO :DLWLQJ 'LVDEOH &DOO :DLWLQJ &DOO :DLWLQJ 6WDWXV 61'! 61'! 61'!
0&8.& 6HUYLFH 0DQXDO
6HFWLRQ ±±
,VVXH 5HYLVLRQ
23(5$7,1* ,16758&7,216
&DOOLQJ /LQH ,GHQWLILFDWLRQ
8hyyvtÃGvrÃDqrvsvphvÃArhr 8hyyvtÃGvrÃDqrvsvphvÃQrrhvÃ8GDQ 8hyyvtÃGvrÃDqrvsvphvÃSrvpvÃ8GDS 8rprqÃGvrÃQrrhvÃ8GPQ 8rprqÃGvrÃSrvpvÃ8GPS TrvprÃ8qr " " &% &&
(QDEOH 'LVDEOH 7HPSRUDU\ VXSSUHVV LGHQWLILFDWLRQ 7HPSRUDU\ GLVSOD\ LGHQWLILFDWLRQ
6(59,&( &2'(! 6(59,&( &2'(!
61'! 61'!
7(/(3+21( 180%(5! 61'! 7(/(3+21( 180%(5! 61'!
7HOHFRPPXQLFDWLRQ 6HUYLFHV 8VHG IRU 3XEOLF 00, 7HOHVHUYLFH
Trvpr 6yyÃryrrvpr Uryru 6yyÃqhhÃryrrvpr AhpvvyrÃrvpr TuÃHrhtrÃTrvprÃTHT 6yyÃryrrvprÃrprÃTHT WvprÃtÃrvpr ! " % ( & HHDÃTrvprÃ8qr
%HDUHU 6HUYLFH
Trvpr 6yyÃirhrÃrvpr 6yyÃhpuÃrvpr 6yyÃpuÃrvpr 6yyÃqhhÃpuÃrvpr 6yyÃqhhÃhpuÃrvpr 6yyÃqrqvphrqÃhpxrÃhppr 6yyÃqrqvphrqÃQ69Ãhppr HHDÃTrvprÃ8qr ! ! !! !# !$ !% !&
&DOO 'LYHUW
8hyyÃ9vrÃUr 9vrÃhyyÃphyy 9vrÃphyyÃvsÃi 9vrÃphyyÃvsÃÃry 9vrÃvsÃÃrhpuhiyr TrvprÃ8qr ! %& % %!
6HW H[FHSW ³1R 5HSO\´ &DOO %DU 6(59,&( &2'(! )25:$5' 7(/(3+21( 180%(5! 7(/(&20081,&$7,21 6(59,&(! 6HW ³1R 5HSO\´ &DOO %DU 6(59,&( &2'(! )25:$5' 7(/(3+21( 180%(5! 7(/(&20081,&$7,21 6(59,&(! 7,0( 72 5,1* VHFRQGV 61'! &OHDU 6(59,&( &2'(! 7(/(&20081,&$7,21 6(59,&(! ,VVXH 5HYLVLRQ 6HFWLRQ ± ± 61'! 0&8.& 6HUYLFH 0DQXDO 61'!
23(5$7,1* ,16758&7,216
6WDWXV 6(59,&( &2'(! 7(/(&20081,&$7,21 6(59,&(! 61'!
&OHDU DOO &DOO 'LYHUWV
&DOO %DU
8hyyÃ7hÃUr 6yyÃtvtÃphyy PtvtÃvrhvhyÃphyy PtvtÃvrhvhyÃphyyÃrprÃurÃÃÃQGHIÃp 6yyÃvpvtÃphyy DpvtÃvrhvhyÃphyyÃurÃhvt TrvprÃ8qr "" "" ""! "$ "$
6HW &OHDU 6WDWXV &OHDU DOO &DOO %DU 7\SHV &KDQJH &DOO %DU 3DVVZRUG
3$66:25'! 7(/(&20081,&$7,21 6(59,&(! 3$66:25'! 7(/(&20081,&$7,21 6(59,&(! 7(/(&20081,&$7,21 6(59,&(! 3$66:25'! 61'! 61'!
61'! 61'!
2/' 3$66:25'! 1(: 3$66:25'! 1(: 3$66:25'!
61'!
0&8.& 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
23(5$7,1* ,16758&7,216
7URXEOHVKRRWLQJ
7KH XVHU LV JLYHQ WKH IROORZLQJ LQIRUPDWLRQ DQG DGYLVHG WR FRQWDFW WKH GHDOHU LI WKH SUREOHPV SHUVLVW
Qiyr UryrurÃvyyÃÃvpuà @rryÃuÃihrà yvsrÃsÃhÃrÃihrÃhpx UurÃrxÃÃhrÃvtÃhqÃurÃpqvvà sÃurÃihrÃhpxÃphÃhssrpÃihrÃyvsr 8hr Srrq 8urpxÃuhÃurÃihrÃhpxÃvÃsyyÃpuhtrqÃhqÃprpyà prprqÃÃurÃryrur 6vqÃhrhÃsÃÃrprvÃ@rÃihrvrÃhrÃsyyà puhtrqÃ6qqvvhyyÃsÃIvHCÃihrvrÃrrÃihrvrÃhrà hyÃqvpuhtrqÃsyyÃirsrÃrpuhtvt TuÃihrÃyvsrÃsÃhà yqÃihrÃhpx TuÃihrÃyvsrÃsÃIv HCÃihrÃhpx UurÃyvsrÃsÃurÃihrÃhpxÃvÃhssrprqÃià vrÃpuhtvtÃuvÃvÃvurrÃvÃhyyÃIv HCÃihrvr UÃhvhvÃhvÃrshprÃhyhÃrÃvyÃurÃGà 7hrÃXhvtÃhqÃurÃsyyÃrpuhtrÃurÃihrÃhpxUà rvrÃurÃ7hrÃQhpxÃrÃurÃryrurÃvyÃurÃGà 7hrÃXhvtÃhqÃurÃsyyÃrpuhtrÃurrÃvrÃCrrà vsÃurÃihrÃyvsrÃvyyÃvÃuÃurÃihrÃhpxÃuhÃrrhyyà UurÃihrÃhpxÃhÃà SryhprÃvuÃhÃrÃr
+
ÃÃSryhprÃvuÃhÃrÃr DsÃhÃihrÃvÃqrryÃqvpuhtrqÃvÃvyyÃhxrÃhà uÃvrÃirsrÃurrÃvÃssvpvrÃrÃvà urÃryrurÃÃyvtuÃurÃihrÃyrryà vqvphà VypxÃurÃryrurÃHr)ÃTrpv)ÃQurÃGpx 9vhiyrÃurÃtvtÃphyyÃihvtÃHr)ÃTrpv)Ã8hyyÃ7h HrÃÃhÃprhtrÃhrhÃhqÃrhrÃÃryrurÃhsrÃvà uhÃrtvrrqÃvuÃhÃrx
UurÃihrÃyrryÃvqvphà ÃqrÃÃyvtuÃurÃ
puhtvt
8hyyÃphÃirÃhqr
UurÃryrurÃvÃypxrq PtvtÃphyyÃhrÃihrq UurÃryrurÃvÃÃrtvrrqÃÃhÃrx
+
GrhrÃÃpuhtrÃsÃrrhyÃvrÃvÃrrhrÃirrrà $8ÃhqÃ"$8
8hyyÃphÃirÃhqrà sÃAvrqÃ9vhyÃTr
8urpxÃÃTDHÃÃAvrqÃ9vhy8urpxÃvsÃurÃAvrqÃ9vhyÃvà vpurqÃÃHr)ÃTrpv)ÃAvrqÃ9vhy8urpxÃurÃryrurà irÃvÃrqÃvÃurÃAvrqÃ9vhy
8hyyÃphÃirÃrprvrq
UurÃryrurÃvÃÃvpurqà DpvtÃphyyÃhrÃihrq UurÃryrurÃvÃÃrtvrrqÃÃhÃrx
TvpuÃurÃryrurà 9vhiyrÃurÃvpvtÃphyyÃihvtÃHr)ÃTrpv)Ã8hyyÃ7h HrÃÃhÃprhtrÃhrhÃhqÃrhrÃÃryrurÃhsrÃvà uhÃrtvrrqÃvuÃhÃrx
@rtrpÃphyyÃphà irÃhqr
`ÃhrÃÃvÃhÃBTHÃprhtrÃhrh
8urpxÃuhÃurÃhrhÃiyÃ
prhtrÃhrhÃhqÃrhrÃÃryrurÃurÃurÃhrhà iyÃvÃqvyhrq UryrurÃirà phÃirÃrphyyrq UurÃryrurÃvÃypxrq AvrqÃ9vhyÃvÃvpurqà VypxÃurÃryrurÃHr)ÃTrpv)ÃQurÃGpx TvpuÃssÃAvrqÃ9vhyÃHr)ÃTrpv)ÃAvrqÃ9vhy
6
ÃvÃqvyhrqÃHrÃÃhÃ
,PSRUWDQW (UURU 0HVVDJHV
7KH IROORZLQJ WDEOH LV D OLVW RI HUURU PHVVDJHV WKDW PD\ RFFXU GXULQJ XVH RI WKH WHOHSKRQH ZLWK D GHVFULSWLRQ DQG VXJJHVWHG FRXUVH RI DFWLRQ
6rhÃÃ6yyrq IrxÃÃ6yyrq TrpvÃAhvyr ShvtÃvÃurÃryrprqÃhrhÃvÃÃhyyrq ShvtÃvuÃurÃryrprqÃrxÃvÃÃhyyrq UurÃrxÃuhÃqrrprqÃhurvphvÃshvyrÃirphrÃÃTDHÃvÃÃrtvrrqÃvuÃuhÃrxÃ8hpà ÃTrvprÃQvqr TDHÃ7ypxrq TDHÃ@ UurÃTDHÃvÃiypxrqÃirphrÃurÃtÃQVFÃuhÃirrÃrrrqÃrÃvrÃ8hpÃÃTrvprÃQvqr UurÃryrurÃuhÃqrrprqÃhÃiyrÃvuÃurÃTDHÃTvpuÃurÃryrurÃssÃhqÃurÃihpxÃÃDsÃurà rhtrÃqrÃÃqvhrhÃphpÃÃTrvprÃQvqr HrhtrÃSrwrprqà TrÃAyy 6ÃrhtrÃuhÃirrÃrprvrqÃiÃurÃrhtrÃrÃvÃsyyÃUÃrprvrÃrhtrÃqryrrÃrÃsÃurà pryÃrqÃrhtrÃÃrÃrhtrÃÃhhvphyyÃpyrhÃHr)ÃHrhtr)ÃQhhrr)Ã6à 9ryrr QDI!ÃDhyvqhrq UurÃQDI!ÃvÃiypxrqÃrhryÃirphrÃurÃtÃQVF!ÃuhÃirrÃrrrqà ÃvrÃTrvprÃpyyrqÃià QDI!ÃphÃirÃrqÃ8hpÃÃTrvprÃQvqr XhvtÃTrÃAyyà 8vr4 6ÃSrqvhyÃGvÃAyy UurÃrhtrÃhrhÃvÃsyyÃ`ÃrhtrÃphÃirÃrqÃvyÃrÃsÃurÃpryÃrqÃrhtrÃhrà qryrrq SrqvhyÃyvÃsÃpprsyyÃqvhyyrqÃirÃvÃsyyÃTvpuÃurÃryrurÃssÃhqÃurÃÃhthv
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.& 6HUYLFH 0DQXDO
23(5$7,1* ,16758&7,216
6HFXULW\ &RGHV
8qrÃUr QrhyÃDqrvsvphvÃIirÃQDI QDIÃ! QDIQDIÃ!ÃViypxvtÃFr QVFQVFÃ! ' VrqÃÃiypxÃQDIÃhqÃQDIÃ!Ã6ÃQDIÃÃQDIÃ!ÃvyyÃirprÃiypxrqÃvsÃurà tÃQDIÃÃQDIÃ!ÃvÃrrrqÃurrÃvrÃXurÃurÃiypxrqÃQDIÃÃQDIÃ!à vÃiypxrqÃhÃrÃQDIÃÃQDIÃ!ÃÃirÃrrrqÃDsÃurÃtÃQVFÃà QVFÃ!ÃvÃrrrqà TyvrqÃiÃurÃrvprÃvqr Qhq # 8yÃurÃphyyÃihÃspvÃDsÃurÃtÃhqÃvÃrrrqÃurrà vrÃuvÃrvprÃvyyÃirÃrxrqÃTyvrqÃiÃurÃrvprÃvqr GpxÃ8qr AhpÃrÃó´ # 8yÃryrurÃrpv ÃvrÃÃTDHÃvyyÃirÃhiyr IirÃsÃ9vtv #ÃÃ' #ÃÃ' 9rpvv 8yÃTDHÃrpvÃTyvrqÃiÃurÃrvprÃvqr 8yÃrÃrpvÃTyvrqÃiÃurÃrvprÃvqr
6,0 3HUVRQDOLVDWLRQ
,QWURGXFWLRQ
6,0 SHUVRQDOLVDWLRQ ZLOO OLPLW WKH XVH RI *' WR D VLQJOH 6,0 D 6,0 VXSSOLHG E\ RQH 1HWZRUN6XEQHWZRUN6HUYLFH 3URYLGHU RU D 6,0 SXUFKDVHG E\ D FRPSDQ\ FRUSRUDWLRQ ,I D SHUVRQDOLVHG *' FRQWDLQV D 6,0 WKDW LV IURP D GLIIHUHQW VRXUFH LW ZLOO GLVSOD\ WKH PHVVDJH ³6,0 (5525´ ZKHQ VZLWFKHG RQ 7KLV SHUVRQDOLVDWLRQ RI *' LV VRPHWLPHV UHIHUUHG WR DV 6,0 ORFN RU 6,0 ODWFK
7HVWLQJ
7R WHVW D SHUVRQDOLVHG *' ZKHQ WKH XVHU KDV QRW VXSSOLHG WKH 6,0 D 6,0 FRQILJXUHG IRU WHVW SXUSRVHV HJ WHVW 6,0 RU VRIW 6,0 VKRXOG EH XVHG 7KH PRELOH ZLOO UHFRJQLVH WKDW WKH 6,0 LV IRU WHVWLQJ SXUSRVHV RQO\ DQG RSHUDWH DV QRUPDO
3HUVRQDOLVDWLRQ )XQFWLRQ
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
%% %%
RU
1RWHV &DQ RQO\ GLVDEOH SHUVRQDOLVDWLRQ &DQ ERWK HQDEOH DQG GLVDEOH SHUVRQDOLVDWLRQ
'LVDEOLQJ 3URFHGXUH
)%% %% )H )% ) )% ) )%
WR SRLQW DW ³6,0´ IRU 6,0 3HUVRQDOLVDWLRQ ´1HWZRUN´ IRU 1HWZRUN 3HUVRQDOLVDWLRQ ³6XEQHWZRUN´ IRU 6XEQHWZRUN 3HUVRQDOLVDWLRQ ´63´ IRU 6HUYLFH 3URYLGHU 3HUVRQDOLVDWLRQ RU ´&RUSRUDWH´ IRU &RPSDQ\ 3HUVRQDOLVDWLRQ WKH GLJLW &RQWURO .H\ WKH GLJLW &RQWURO .H\
7KH GLVSOD\ ZLOO FRQILUP ZKLFK W\SH RI 3HUVRQDOLVDWLRQ KDV EHHQ GLVDEOHG
0&8.& 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
23(5$7,1* ,16758&7,216
(QDEOLQJ 3URFHGXUH
%% )H )% ) )% ) )%
WR SRLQW DW ³6,0´ IRU 6,0 3HUVRQDOLVDWLRQ ´1HWZRUN´ IRU 1HWZRUN 3HUVRQDOLVDWLRQ ³6XEQHWZRUN´ IRU 6XEQHWZRUN 3HUVRQDOLVDWLRQ ´63´ IRU 6HUYLFH 3URYLGHU 3HUVRQDOLVDWLRQ RU ´&RUSRUDWH´ IRU &RPSDQ\ 3HUVRQDOLVDWLRQ WKH GLJLW &RQWURO .H\ WKH GLJLW &RQWURO .H\
7KH GLVSOD\ ZLOO FRQILUP ZKLFK W\SH RI 3HUVRQDOLVDWLRQ KDV EHHQ HQDEOHG
*60 6HUYLFHV 6XSSRUWHG E\ 3& &DUG
7rhrÃTrvprà Iir ! !! !" !# !$ !% # #! ## #$ #% Ã7rhrÃTrvprÃShr 6pprÃTpr 6pprÃShr Dshvà Uhsr V9DÃÃqr V9DÃÃqr V9DÃÃqr V9DÃÃqr V9DÃÃqr V9DÃÃqr V9D V9D V9D V9D V9D @Ã8rpvà Pv UÃÃIU UÃÃIU UÃÃIU UÃÃIU UÃÃIU UÃÃIU UÃÃIU UÃÃIU UÃÃIU UÃÃIU UÃÃIU
6puÃ"Ãi 6puà 6puà !Ãxi !&$Ãi
6pu 6pu 6pu 6pu 6pu 6pu 6pu 6pu 6pu 6pu 6pu
"Ãi !Ãxi !&$Ãi !#Ãxi #'Ãxi (%Ãxi "Ãi !Ãxi !#Ãxi #'Ãxi (%Ãxi
6puÃ!#Ãxi 6puÃ#'Ãxi 6puÃ(%Ãxi 9rqvphrqÃQ69Ã6pprÃ"Ãi 9rqvphrqÃQ69Ã6pprà !Ãxi
9rqvphrqÃQ69Ã6pprÃ!#Ãxi 9rqvphrqÃQ69Ã6pprÃ#'Ãxi 9rqvphrqÃQ69Ã6pprÃ(%Ãxi
*60 1HWZRUN &RGHV DQG 1DPHV
8 6pprÃ8qr IrxÃPrh Irxà 8qr !&% ! " " ! " " (
6yihvh 6qh 6rvh 6hyvh
"$$ "&% "&# %
6H8 TU6ÃHivyhq 6rry U@G@8PHÃ6hyvh PQUVTÃ8vphvÃQÃGq WqhsrÃQU`
!'" $$ $$ $$ !"! !"! # #!% #& !% !% ! ! ' '
6vh
#"
HivyxÃ6vh hivy
6rihvwh 7huhv 7htyhqru 7rytv
((# (&" '' "!
6rpryy 7hryp BhrrÃQurÃGq 7rythpÃHivyr Hivh
7vhÃÉÃCrrtvh
"'& %'
8r QUUÃ7vh 8v 9TU8 EhihhÃUryrx
7ythvh 7rvÃ9hhyh
"$( %&"
!'# $!' $!' #$% %!#
8hiqvh 8hr
'$$ !"&
8hBTH QUUÃ8hrÃ8ryyr
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.& 6HUYLFH 0DQXDO
23(5$7,1* ,16758&7,216
Irxà 8qr #% #% #% ! ( ! ! ! ! ! " ! " ( ( $ " $ ! ! ! ! " $ ! % % " # % !! % ' ! " !
8
6pprÃ8qr
IrxÃPrh
8uvh
'%
BhtqtÃH88 8uvhÃVvrqÃUryrpvphvÃ8hv GvhvtÃQQU6
8hvh 8 8rpuÃSriyvp
"'$ "$& #!
CSÃ8r 8ÃUryrpvphvÃ6uv @ryÃQhuh ShqvÃHivy
!' !" !" !%! !%! !"' !"' !"' !"' %! !#' !#' !#' %"% $#! !## !## !## !## !## !' !' !' $#& "# !'! !'! !%! !%! !%! %! !%% !! !! !! % ! !
Brh
#(
9rUrHivyÃBiC HhrhÃHivysx
9rhx
#$
U@G@Ã9hhxÃHivyr Ts Uryvh Hivyv
@t @vh
! "&!
6r @rvÃHivvyryrs ShqvyvwhÃ@rvÃ6T RÃBTH
@uvvh Avwv Avyhq
!$ %&( "$'
@U6 Wqhsr Trh Avr P`ÃShqvyvwhÃ67 Uryvh 6yhqÃHivyryrs
Ahpr
""
AhprÃUryrp TAS 7trÃUryrx
ArpuÃQyrvh ArpuÃXrÃDqvr Brtvh
%'( $( (($
Uvxvur 6rv Brpryy Hhtvp
Brh
#(
9
ÃUHivy
9!ÃHhrh @QyÃHivysx Buhh Bvihyh Brrpr !"" "$ " Tph8 BviUry 8r QhhsÃT6 TU@UÃC@GG6T Bvrh Cth !!# "% Trytv XrryÃ(ÃBTHÃSU QhÃBTHÃSU CtÃFt '$! CtÃFtÃUryrpÃ8TGÃGq CpuvÃUryrurÃ8ÃGq ThUrÃHivyrÃ8vphvÃGq QÃQyÃ8 IrÃXyqÃQ8T HhqhvÃ8 QhpvsvpÃGvx QryrÃUryrur Cth "% QhÃBTH XrryÃ( Dpryhq "$# QÃÉÃTvv DpryhqvpÃHivyrÃQur
#$# #$# #$# #$# #$# #$# #$# #$# ! ! % %
!&# !&#
0&8.& 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
23(5$7,1* ,16758&7,216
Irxà 8qr ## ## ## ## ## ## ## ## ## ## ## ## ## ## ## $ $ $ !& & ! $ ! " " # # ! #
8
6pprÃ8qr
IrxÃPrh
Dqvh
(
7uhvÃ8ryyyhÃGvvrq 7QGÃHivyr Txpryy 6vry @h Hhpu 8hq Hivyrr SQBÃH66 HqvÃUryh TryvtÃ8ryyyh 7QGÃVTXr U6U6 @pry 6vpryÃ9vtvyvx
Dqrvh
%!
QUÃUryrxvxhvÃDqrvh QUÃThryvÃQhyhhÃDqrvh QUÃ@prypvqÃQhhh
DhÃDyhvpÃSriyvpÃs Dryhq
(' "$"
U8D UryrpÃDryhq 9vtvsr Hrr
#"! !&! !&! !&! !!! !!! % % % # # ! ! ! % ( " $ ! ! "
Dhy
"(
PvryÃQÃDhyvh UryrpÃDhyvhÃHivyr
DÃ8h
!!$
8h Dvv GrÃUryrp
Eqh Fhv Grit Gh Qryr¶Ã9rphvpÃSriyvp Ghvh Grih
(%! (%$ "$! '$%
EHUT HU8Ir QÃÉÃUÃGrit GhÃTuvhhh
!& #$&
"& (%
GhvhÃHivyrÃUryrurÃ8Gq Gvihpryy 8ryyv
!#& # # $ $
" ! && " ( ! ! " & %
Gru Gvrpurrv Gvuhvh
!%% # &$
Wqhp Ihry9 7vrÃBTH Pvry
%$ !!' !#% !#% !& !& #$$ !(# %#% %#% %$ $! $! $! $! $! $! !&' % &
"&
Grit
"$!
QÉUÃGVYBTH HvyyvpÃGÃT6
Hhph Hhprqvh Hhqhthph
'$" "'( !%
8UH QUUÃHhxrqvwh Thpry Hhqhp
Hhyhv Hhyhvh
!%$ %
UIG 8ryp Hhv HÃ7T7 HSU@G 6qh HvhhÃUryrp
Hhyh Hhvv Hhp
"$% !" "&&
Uryrpryy HhvvÃUryrpÃGq AhprÃUryrp TAS
!' !' %# %"#
Hpp Hhivr
!
!
PIQUÃHpp UryrpÃqrÃHphivr
!$'
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.& 6HUYLFH 0DQXDO
23(5$7,1* ,16758&7,216
Irxà 8qr ! ( # ' ! ! ! ! " % " !
8
6pprÃ8qr
IrxÃPrh
Hhh Ihvivh Iruryhq
($ !%# "
CQU HU8 GD7@SU@G QUUÃUryrp
%#( !# !# $#% $" !#! !#! #!! # " $ $ $ $
IrÃ8hyrqvh IrÃarhyhq Ih
%'& %# #&
Hivyv 7ryyÃTu UryrÃHivyÃ6T Ir8ÃBTHÃ6T
Ph Qhxvh QhhÃIrÃBvrh Quvyvvr
(%' (! %&$ %"
BrrhyÃUryrp Hivyvx Qhpvsvp ByirÃUryrpÃBH8SÃDp Dyh8
Qyhq
#'
QyÃBTH @S6ÃBTH D9@6Ã8rrry
!% !% !% !%' !%' !%' #!& %#& !!% !!% !$ !$
Qthy
"$
UryrpvphorÃHrvÃIhpvhvÃUHI U@G@8@G Pv
Rhh Srv Shvh
(&# !%! #
RIr TSS HivA HivyS
SvhÃArqrhv
&
HivyrÃUryrr IuXrÃBTH F7ÃDy
ThÃHhv
"&'
Pvry UryrpÃDhyvhÃHivyr
!!! !!! #! #! %' %"" $!$ $!$ !" !" !(" %$$ %$$ ! ! # # # "
ThqvÃ6hivh
(%%
6yÃEhhy @6@
& " ! # & ! & ' ( (! ' ! !
Trrthy Trpuryyr Tvthr
!! !#' %$
Thry T@aÃT@`8@G TvthrÃUryrp HivyrPr
TyhxÃSriyvp
#!
@ry Byiry
Tyrvh TuÃ6svph
"'% !&
Hivry Wqhp HUI
Thv
"#
Hvh 6DSU@GÃThv
TvÃGhxh Tqh Trqr
(# !#( #%
HUIÃIrxÃQWUÃTvÃGhxh Hivry UryvhÃHivry 8vÃBTHÃ67 @yvhÃ67
%"# !# !# !# !!' !!' # &
Tvryhq
#
TvpÃ( Tvpà '
Tvh Uhvh UhhhvhÃVvrqÃSriyvpÃs Uuhvyhq
(%" ''% !$$ %%
HivyrÃTvh G9U6 Uvry UCÃ6DTÃBTH UhyÃ6pprÃ8
#%% %# $! $! %$ !'% !'% %#
Uvvh Uxr
! (
%
UvvhÃQUU Uxpryy Uryv
Vthqh
!$%
8ryryÃ8ryyyh
0&8.& 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
23(5$7,1* ,16758&7,216
Irxà 8qr !$$ !$$ #!# #!# !"# !"# !"# !"# !"# #"# #"# #"# #$! #$! !! !! %#' $ ! $ $$ $ $' # $ ! !
8
6pprÃ8qr
IrxÃPrh
Vxhvr
"'
HivyrÃp ByqrÃUryrp
VvrqÃ6hiÃ@vhr
(&
V6@Ã@UDT6G6UB V6@Ã@UDT6G6UB!
VvrqÃFvtq
##
Wqhsr 8ryyr
Brr Err DyrÃsÃHh Virxvh &
BrrÃUryrp ErrÃUryrp HhÃUryrp 9hrÃBTH 8p 7ry
Wvrh
'#
HUT8 9BQU
`tyhvh
"'
HivyrÃUryrx QÃHr
avihir
!%"
I@UÃPI@
*ORVVDU\ RI 7HUPV
9UHA 9hyÃUrÃHyvyrÃArrpÃrÃUurÃrvpÃxrÃÃÃ(ÃhqÃÃhqÃÆÃvyyÃtrrhrÃqvssrrà 9UHAÃrÃurÃrrqÃqvtÃprhvÃUurrÃhrÃrqÃÃhpprÃvprÃhvyÃhtvtÃhqà prvrqÃurÃihxvt BTH ByihyÃTrÃsÃHivyrÃpvphvÃUurÃhrÃtvrÃÃurÃhqhprqÃqvtvhyÃrpuytÃuhà ÃryrurÃr CrÃp CrÃrx CÃFrÃ9vhy UurÃpÃurrÃÃurÃrxÃrhr UurÃBTHÃrxÃÃuvpuÃÃipvvÃqrhvyÃhrÃuryq CÃFrÃ9vhyÃhyyÃvpxÃhpprÃÃirÃrqÃvÃurÃQurixÃsÃTrvprÃ9vhyÃIirÃyvÃUurà prÃsÃurÃCÃFrÃ9vhyÃhÃirÃqrsvrqÃiÃurÃrÃÃrthrqÃiÃurÃTrvprÃQvqrÃDÃvà ÃyvxyrÃÃirÃrthrqÃÃurÃTrvprÃ9vhyÃIirÃiÃurÃTrvprÃQvqr GpxÃpqr HrhtrÃ8rr VrqÃsÃrpvÃsÃÃryrurÃAhpÃrÃó´ XurrÃrhtrÃhrÃrÃirsrÃurÃhrÃshqrqÃÃurvÃqrvhvÃUurÃHrhtrÃ8rrà ryrurÃirÃhÃirÃthrqÃvÃÃTDHÃÃyvrqÃiÃÃrvprÃvqr IrxÃrh UurÃthvhvÃrviyrÃsÃrhvtÃhÃBTHÃrxÃ@hpuÃpÃvyyÃuhrÃhÃyrhÃrà rxÃrh Qhq QDI QDI! VrqÃsÃurÃpyÃsÃurÃphyyÃihÃspvÃTyvrqÃiÃÃrvprÃvqr QrhyÃDqrvsvphvÃIirÃrqÃsÃTDHÃrpvÃTyvrqÃiÃÃrvprÃvqr QrhyÃDqrvsvphvÃIirÃrqÃsÃurÃpyÃsÃAvrqÃ9vhyÃHrÃhqÃphyyÃpuhtrÃrrvtà TyvrqÃiÃÃrvprÃvqr QVFÃQVF! Srtvhv Shvt TrvprÃ9vhyà Iir TrvprÃvqr TDH QDIQDI!ÃViypxvtÃFrÃVrqÃÃiypxÃurÃQDIQDI!ÃTyvrqÃiÃÃrvprÃvqr UurÃhpÃsÃypxvtÃÃÃhÃBTHÃrxÃUuvÃvÃhyyÃrsrqÃhhvphyyÃiÃÃryrur UurÃhivyvÃÃrÃÃryrurÃÃrxÃurÃuhÃÃCrÃrx TrvprÃ9vhyÃIirÃhrÃrqrsvrqÃirÃuhÃhyyÃurÃrÃÃhpprÃhÃrÃsÃrpvhyÃrvprà vqrqÃiÃurÃTrvprÃQvqrÃAÃrhyrÃivyyvtÃvshvÃÃhpprÃÃWvprÃHhvy UurÃthvhvÃrviyrÃsÃvqvtÃhpprÃÃurÃBTHÃrx TipvirÃDqrvsvphvÃHqyrÃ6ÃhyyÃhphqÃuvpuÃrÃvrÃipvirÃhqÃrrrrqà vshvÃpuÃhÃQurÃ7xÃAvrqÃ9vhyÃHrÃhqÃuÃrhtrÃTyvrqÃiÃÃrvprà vqr Tyrrhà rvpr XvyqÃir IrxpyyrqÃBTHÃspvÃuvpuÃÃryrurÃvyyÃÃTyrrhÃrvprÃhà yÃirÃhhvyhiyrÃÃhÃipvvÃihr ThprÃvÃhÃrqÃryrurÃirÃXurÃurÃryrurÃirÃvÃrphyyrqÃrvtÃhÃrvpÃxrà vyyÃsvyyÃvÃhÃhprÃUuvÃphÃirÃrqÃÃrvpÃqvhyyvtÃÃhÃrpvsvpÃhrh
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.& 6HUYLFH 0DQXDO
DISASSEMBLY / REASSEMBLY INSTRUCTIONS
',6$66(0%/< 5($66(0%/< ,16758&7,216
*HQHUDO
This section provides disassembly and reassembly procedures for the main components of the GD70 system. These procedures MUST be performed by qualified service personnel, at an authorized service centre. The following warnings and precautions MUST be observed during ALL disassembly/reassembly operations:
WARNING
The equipment described in this manual contains polarised capacitors utilising liquid electrolyte. These devices are entirely safe provided that neither a short-circuit nor a reverse polarity connection is made across the capacitor terminals. FAILURE TO OBSERVE THIS WARNING COULD RESULT IN DAMAGE TO THE EQUIPMENT OR, AT WORST, POSSIBLE INJURY TO PERSONNEL RESULTING FROM ELECTRIC SHOCK OR THE AFFECTED CAPACITOR EXPLODING. EXTREME CARE MUST BE EXERCISED AT ALL TIMES WHEN HANDLING THESE DEVICES.
Caution
The equipment described in this manual contains electrostatic sensitive devices (ESDs). Damage can occur to these devices if the appropriate handling procedure is not adhered to.
4.1.1 ESD Handling Precautions
A working area where ESDs may be safely handled without undue risk of damage from electrostatic discharge, must be available. The area must be equipped as follows:
Working Surfaces All working surfaces must have a dissipative bench mat, SAFE for use with live equipment, connected via a 1M2 resistor (usually built into the lead) to a common ground point. Wrist Strap A quick release skin contact device with a flexible cord, which has a built in safety resistor of between 5k2 and 1M2 shall be used. The flexible cord must be attached to a dissipative earth point. Containers All containers and storage must be of the conductive type.
MCUK981201G8 Service Manual
Section 4 19
Issue 1 Revision 0
DISASSEMBLY / REASSEMBLY INSTRUCTIONS
+DQGSRUWDEOH 8QLW
4.2.1 Disassembly
1.
Remove the two rubber grommets from the back of the telephone by levering them upwards.
Figure:1 2.
Grommet removal
D70-0401
Remove the five case screws.
Figure:2 3.
Screw removal
D70-0402
Remove the case by pulling from the connector end of the case/cover. Care must be taken when separating the case from the cover as the retaining clips may be very stiff to give extra support to the case attach the battery.
Figure:3
Issue 1 Revision 0
Case disassembly Section 4 20
D70-0403 MCUK981201G8 Service Manual
DISASSEMBLY / REASSEMBLY INSTRUCTIONS
4.
Remove the battery compartment by pushing from outside the case.
Figure:4 5.
Battery compartment removal
D70-0404
Remove the PCB assembly from the cover.
Figure:5 6.
PCB assembly removal
D70-0405
Remove the keypad from the case.
Figure:6
Removing the keypad
D70-0406
MCUK981201G8 Service Manual
Section 4 21
Issue 1 Revision 0
DISASSEMBLY / REASSEMBLY INSTRUCTIONS
7.
Unclip the speaker holder and lift out the speaker.
Figure:7 8.
Speaker removal
D70-0407
Lift the logic PCB from the chassis assembly.
Figure:8 9.
Logic PCB removal
D70-0408
Gently bend the four Display Assembly securing lugs out to allow removal from the Logic PCB.
Figure:9
Display Assembly removal
D70-0409
Issue 1 Revision 0
Section 4 22
MCUK981201G8 Service Manual
DISASSEMBLY / REASSEMBLY INSTRUCTIONS
10. Unscrew the RF PCB fixing screws.
Figure:10 RF PCB screw removal 11. Lift out the RF PCB.
D70-0410
Figure:11 RF PCB removal 12. Unplug the vibrator motor from the RF PCB.
D70-0411
Figure:12 Unplugging the vibrator motor
MCUK981201G8 Service Manual Section 4 23
D70-0412 Issue 1 Revision 0
DISASSEMBLY / REASSEMBLY INSTRUCTIONS
13. Unclip the vibrator motor from the RF PCB.
Figure:13 Vibrator motor removal
D70-0413
4.2.2 Reassembly
Care must be taken when reinstalling the back onto the telephone case. Ensure that the securing screws are not over-tightened as this may affect the operation of the keypad.
Issue 1 Revision 0
Section 4 24
MCUK981201G8 Service Manual
7(&+1,&$/ 63(&,),&$7,216
7(&+1,&$/ 63(&,),&$7,216
7[ &KDUDFWHULVWLFV
$OO GDWD LV DSSOLFDEOH WR *60 DQG *60 H[FHSW ZKHUH VWDWHG
)UHTXHQF\ HUURU SSP PD[ UHODWLYH WR EDVH VWDWLRQ IUHTXHQF\ 0RGXODWLRQ SKDVH HUURU
506 3HDN
2XWSXW 5) 6SHFWUXP GXH WR 0RGXODWLRQ
PssrÃsÃ8rrÃArrpÃxC HhvÃGrryÃSryhvrÃÃurÃ8hvrÃq7 $ " "" ' %
! !$ %ÃÃ
2XWSXW 5) 6SHFWUXP GXH WR 6ZLWFKLQJ 7UDQVLHQWV
PssrÃsÃ8rrÃArrpÃxC BTHÃ( # % ! ' ! ! !# ( HhvÃGrryÃq7 BTHÃ !! !# !# !& '
0HDVXUHPHQW FRQGLWLRQV IRU RXWSXW 5) VSHFWUXP PHDVXUHPHQWV )UHTXHQF\ 6SDQ +] 0HDVXUHPHQW %DQGZLGWK N+] 9LGHR %DQGZLGWK N+] 3HDN +ROG
6SXULRXV (PLVVLRQV DW WKH $QWHQQD &RQQHFWRU
ArrpÃShtr ArrpÃPssr AvyrÃ7hqvqu 6vhrÃWvqrà 7hqvqu GvvÃq7 BTHÃ( "% "% "% " " " BTHà "% "% "% "% "% "% '
"ÃÃ$ÃHC $ÃÃ$ÃHC $ÃHCÃÃ BC
ÃÃ ÃÃ HC ÃHC
ÃxC ÃxC ÃxC ÃxC "ÃxC ÃHC
"ÃxC "ÃxC "ÃxC "ÃxC ÃHC "ÃHC
ÃBCÃÃ#BC @pyÃryrhÃUYÃihq) QBTH)Ã'(ÃÃ( 98T)Ã & ÃÃ $ÃHC0
à ÃHC Ã!ÃHC
ssrÃsÃrqtrÃsà ryrhÃUYÃihq
&'$ÃHC
SryrrÃUYÃihq) QBTH)Ã'(ÃÃ( 98T)Ã & ÃÃ $ÃHC0 'ÃÃ%ÃHC ssrÃsÃphvr "ÃxC ÃxC " "
&'$ÃHC
0HDVXUHPHQW FRQGLWLRQV 3HDN +ROG 0RGXODWHG &DUULHU D 0HDVXUHPHQW DYHUDJHG RYHU D EXUVW DQG WKHQ DYHUDJHG DJDLQ RYHU EXUVWV E ,Q HDFK RI WKH EDQGV 0+] DQG 0+] XS WR VSXULRXV PHDVXUHPHQWV FDQ IDLO WKHVH OLPLWV LQ ZKLFK FDVH WKH OLPLW G%P VKDOO DSSO\
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
7(&+1,&$/ 63(&,),&$7,216
2XWSXW /HYHO '\QDPLF 2SHUDWLRQ *60
QrÃ8yÃGrry UhvrÃPÃQrà q7 UyrhprÃsÃ8qvvÃq7 Ihy @rr
*60
QrÃ8yÃGrry UhvrÃPÃQrà q7 UyrhprÃsÃ8qvvÃq7 Ihy @rr
5HVLGXDO 3HDN 3RZHU
G%F %: N+]
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(&+1,&$/ 63(&,),&$7,216
5[ &KDUDFWHULVWLFV
6HQVLWLYLW\ *60 )XOO UDWH VSHHFK
7KH UHIHUHQFH VHQVLWLYLW\ SHUIRUPDQFH LQ WHUPV RI IUDPH HUDVXUH ELW HUURU RU UHVLGXDO ELW HUURU UDWHV ZKLFKHYHU LV DSSURSULDWH LV VSHFLILHG LQ WKH IROORZLQJ WDEOH DFFRUGLQJ WR WKH SURSDJDWLRQ FRQGLWLRQV
8uhry QhthvÃ8qvvà UVuvtu UrÃyvvà rÃhrÃ È U8CATÃA@S pyhÃDiÃS7@S pyhÃDDÃS7@S %&#! #! Hvvà Ãsà hyr UrÃyvvà rÃhrÃ È QhthvÃ8qvvà S6 Hvvà Ãsà hyr UrÃyvvà rÃhrÃ È QhthvÃ8qvvà CU Hvvà Ãsà hyr ThvpÃ8qvvÃ
UrÃyvvà rÃhrÃ È !!
Hvvà Ãsà hyr
a a
'( ! &$ !# (""" %
#
a a
%# ! '!
'""
!#"(
7KH UHIHUHQFH VHQVLWLYLW\ OHYHO LV G%P 127( a 7KH YDOXH RI D FDQ EH GLIIHUHQW IRU HDFK FKDQQHO FRQGLWLRQ EXW PXVW UHPDLQ WKH VDPH IRU )(5 DQG FODVV ,E 5%(5 PHDVXUHPHQWV IRU WKH VDPH FKDQQHO FRQGLWLRQ
*60
+DOI UDWH VSHHFK
7KH UHIHUHQFH VHQVLWLYLW\ SHUIRUPDQFH LQ WHUPV RI IUDPH HUDVXUH ELW HUURU RU UHVLGXDO ELW HUURU UDWHV ZKLFKHYHU LV DSSURSULDWH LV VSHFLILHG LQ WKH IROORZLQJ WDEOH DFFRUGLQJ WR WKH SURSDJDWLRQ FRQGLWLRQV
8uhry QhthvÃ8qvvà UVuvtu UrÃyvvà rÃhrÃ È U8CCTÃA@S U8CCTÃpyhÃDiÃ7AD2 U8CCTÃpyhÃDDÃ7AD2 U8CCTÃVAS U8CCTGÃpyhÃDiÃ7ADÃÃVAD2 #$(' ## &&!$ %!$ !%( Hvvà Ãsà hyr "$ #'$ !$$ (% !!& '$ ! &% ! UrÃyvvà rÃhrÃ È QhthvÃ8qvvà S6 Hvvà Ãsà hyr UrÃyvvà rÃhrÃ È QhthvÃ8qvvà CU Hvvà Ãsà hyr
*60
)XOO UDWH VSHHFK
7KH UHIHUHQFH VHQVLWLYLW\ SHUIRUPDQFH LQ WHUPV RI IUDPH HUDVXUH ELW HUURU RU UHVLGXDO ELW HUURU UDWHV ZKLFKHYHU LV DSSURSULDWH LV VSHFLILHG LQ WKH IROORZLQJ WDEOH DFFRUGLQJ WR WKH SURSDJDWLRQ FRQGLWLRQV
8uhry QhthvÃ8qvvà UVuvtu UrÃyvvà rÃhrÃ È U8CATÃA@S pyhÃDiÃS7@S pyhÃDDÃS7@S ##&' "! Hvvà Ãsà hyr "# $ % &$ !# (""" " UrÃyvvà rÃhrÃ È QhthvÃ8qvvà S6 Hvvà Ãsà hyr UrÃyvvà rÃhrÃ È QhthvÃ8qvvà CU Hvvà Ãsà hyr ThvpÃ8qvvÃ
UrÃyvvà rÃhrÃ È !!
Hvvà Ãsà hyr %# ! '!
a
a
#
a
a
'"""
!#"(
7KH UHIHUHQFH VHQVLWLYLW\ OHYHO LV G%P 127( a 7KH YDOXH RI D FDQ EH GLIIHUHQW IRU HDFK FKDQQHO FRQGLWLRQ EXW PXVW UHPDLQ WKH VDPH IRU )(5 DQG FODVV ,E 5%(5 PHDVXUHPHQWV IRU WKH VDPH FKDQQHO FRQGLWLRQ
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
7(&+1,&$/ 63(&,),&$7,216
*60
+DOI UDWH VSHHFK
7KH UHIHUHQFH VHQVLWLYLW\ SHUIRUPDQFH LQ WHUPV RI IUDPH HUDVXUH ELW HUURU RU UHVLGXDO ELW HUURU UDWHV ZKLFKHYHU LV DSSURSULDWH LV VSHFLILHG LQ WKH IROORZLQJ WDEOH DFFRUGLQJ WR WKH SURSDJDWLRQ FRQGLWLRQV
8uhry QhthvÃ8qvvà UVuvtu UrÃyvvà rÃhrÃ È U8CCTÃA@S U8CCTÃpyhÃDiÃ7AD2 U8CCTÃpyhÃDDÃ7AD2 U8CCTÃVAS U8CCTGÃpyhÃDiÃ7ADÃÃVAD2 #&% #!% &&!$ %"'" !( Hvvà Ãsà hyr !&$ # '&"$ ! &% ! UrÃyvvà rÃhrÃ È QhthvÃ8qvvà S6 Hvvà Ãsà hyr UrÃyvvà rÃhrÃ È QhthvÃ8qvvà CU Hvvà Ãsà hyr
!$$ (# !%
%ORFNLQJ
Arrp ThyyÃHTÃyrryÃvÃq7 BTHÃ(
m Wrs
'
BTHÃ & & ' '& '&
%ÃxCÃÃASÃ'ÃxC ASÃ'ÃxCÃÃASÃ %ÃHC ASÃ %ÃHCÃÃASÃ"ÃHC
ASÃ ( $ÃHCÃÃASÃ"ÃHC
& & ' ( ( " " ( (
"ÃHCÃÃASÃ('ÃHC ASÃ%ÃxCÃÃASÃ'ÃxC
ASÃ &'$ÃHCÃÃASÃÃ"ÃHC '"$ÃHCÃÃ1( 3('ÃHCÃÃ $ÃHC ÃHC
" (
ÃxCÃÃ1'"$ÃHC 3 ÃHCÃÃ !&$ÃBC
ÃxCÃÃ 3 3 3
&$ÃHC &'$ÃHC ('ÃHC !&$ÃBC
&$ÃHCÃ1 (!ÃHCÃÃ ('ÃHCÃÃ
0HDVXUHPHQW &RQGLWLRQV :DQWHG FDUULHU LV G% DERYH UHIHUHQFH VHQVLWLYLW\ ,QWHUIHUHU LV &: 6SXULRXV UHVSRQVH H[FHSWLRQV H[FHSWLRQV DUH SHUPLWWHG ,1 EDQG 0+] H[FHSWLRQV DUH SHUPLWWHG 2876,'( EDQG 0+]
,QWHUPRGXODWLRQ &KDUDFWHULVWLFV
DrsrrÃGrryÃs #( ÃÉÃs!Ãq7 DrsrrÃArrpvrÃs XhrqÃsrrpÃ2Ã!s hqÃs ÃÃs!Ã2Ã'ÃxC ÃÉÃs!
ÃÃs!Ã
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
7(67 $1' 0($685(0(17
,QWURGXFWLRQ
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
([WHUQDO 7HVWLQJ
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
-LJV DQG 7RROV 7HVW (TXLSPHQW 'HVFULSWLRQV
,QWHUIDFH ER[ 3DUW 1XPEHU ,)% D 9ROWDJH UHJXODWLRQ IRU 9 9 RU 9 '& RXWSXWV 7KH 9 VZLWFK VHWWLQJ LV XVHG DV D VXSSO\ WR /L,RQ W\SH EDWWHULHV FRPSDWLEOH IRU RWKHU SURGXFWV WKH 9 VZLWFK VHWWLQJ LV XVHG IRU 3&% WHVWLQJ DQG WKH 9 VZLWFK VHWWLQJ LV XVHG IRU WHVWLQJ WKH FRPSOHWH XQLW E 56 LQWHUIDFH (QVXUHV WKDW WKH 8QLW 8QGHU 7HVW LV VXSSOLHG ZLWK WKH FRUUHFW VLJQDO OHYHOV DQG IRUPDW
7KH ,)% SURYLGHV
DI U @ S A 6 8 @ Q Ã7 P X P @ Y S
DB I ÃP W # ' W Q P X @ S Q C P I @
0& 8.
8 T T D7 @ S D6 ! GÃÃ I P ! '$ $
8 P H Q V U @ S
P V U Q V U
DI Q V U ÃÃ
!W ÃÃ9 8
)5217
)LJXUH ,QWHUIDFH %R[ ,)% 3HUVRQDO &RPSXWHU 3&
5($5
7KH 3& ,%0 FRPSDWLEOH LV XVHG DV D 8QLW 8QGHU 7HVW FRQWUROOHU 7KLV LQ FRQMXQFWLRQ ZLWK WKH FKDQQHO ER[ VRIWZDUH DOORZV DOO RI WKH WHVW IDFLOLWLHV QRUPDOO\ SURYLGHG WKURXJK WKH NH\SDG RI WKH 8QLW 8QGHU 7HVW 3RZHU 6XSSO\ 3URYLGHV 9 '& VXSSO\ WR WKH ,QWHUIDFH %R[ ,)%
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
7(67 $1' 0($685(0(17
([WHUQDO %DWWHU\ 6XSSO\ 8QLW 3DUW 1XPEHU -7 3URYLGHV 9 '& VXSSO\ WR WKH ,QWHUIDFH %R[ ,)% WR FRPSHQVDWH IRU WKH FXUUHQW GUDLQ ZKHQ WKH 8QLW 8QGHU 7HVW LV XVHG DW IXOO WUDQVPLW SRZHU
)LJXUH
([WHUQDO %DWWHU\ 6XSSO\ 8QLW
([WHQGHU 3&% 3DUW 1XPEHU *'(;73&% 7KH H[WHQGHU 3&% LV SURYLGHG WR DOORZ FRQQHFWLRQ RI WKH ORJLF 3&% WR WKH 5) 3&% ZKHQ WKH 3&%V KDYH EHHQ UHPRYHG IURP WKH PDLQ XQLW
)LJXUH
([WHQGHU 3&%
3&% 5HSDLU -LJ 3DUW 1XPEHU -7 7KLV XQLW DORQJ ZLWK WKH H[WHQGHU 3&% DOORZV FRQQHFWLRQ RI ORJLF WR WKH 5) 3&% IRU IDXOW ILQGLQJ
)LJXUH
3&% 5HSDLU -,J
'
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
5) 7HVW -LJ 3DUW 1XPEHU -7 7KLV DOORZV WKH XQLW WR EH WHVWHG ZLWK 5) FRQQHFWLRQ
)LJXUH *60 7HVWHU
5) 7HVW -LJ
'
7KLV XQLW DFWV DV D EDVH VWDWLRQ SURYLGLQJ DOO WKH QHFHVVDU\ *60 VLJQDOOLQJ UHTXLUHPHQWV DQG DOVR SURYLGHV *60 VLJQDO PHDVXULQJ IDFLOLWLHV ,QWHUIDFH &DEOH 3DUW 1XPEHU -7 7KH LQWHUIDFH FDEOH DOORZV FRQQHFWLRQ EHWZHHQ D FRPSXWHU DQG WKH WHOHSKRQH YLD ,)%
)LJXUH
,QWHUIDFH &DEOH
'
&KDQQHO %R[ 6RIWZDUH 7KLV LV WKH WHVW VRIWZDUH IRU WKH *' XQLW DQG VKRXOG EH LQVWDOOHG RQWR WKH SHUVRQDO FRPSXWHU XVHG IRU WHVWLQJ
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
7(67 $1' 0($685(0(17
&RPSOHWH 8QLW 7HVW 6HWXS
)LJXUH
&RPSOHWH XQLW WHVW VHWXS
'
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
([WHUQDO 7HVWLQJ 6HWXS 3URFHGXUH ,03257$17 127(
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± -7
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
3RZHU 2Q LQWR 7HVW 0RGH
&RQQHFW WKH WHVW HTXLSPHQW LQWR WHVW PRGH FRQILJXUDWLRQ
)LJXUH
([WHUQDO WHVW HTXLSPHQW VHWXS
'
(QVXUH WKDW WKH IROORZLQJ VHWWLQJV DUH PDGH D ,QWHUIDFH ER[ ,)% 3RZHU 83 SRVLWLRQ ,*1 '2:1 SRVLWLRQ 0RGH 83 SRVLWLRQ 9ROWDJH 'HSHQGHQW XSRQ RSHUDWLRQ 9 IRU 3&% WHVWLQJ 9 IRU 1LFNHO 0HWDO +\GULGH EDWWHU\ E 3RZHU VXSSO\ 9 '& 2))
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
7(67 $1' 0($685(0(17
F 3& &KDQQHO ER[ VRIWZDUH ORDGHG DQG WKH VFUHHQ LQGLFDWLQJ DV VKRZQ
)LJXUH
3& 6FUHHQ 6&51
3UHVV (17(5 RQ WKH 3& NH\ERDUG 6ZLWFK RQ WKH 9 VXSSO\ $W WKH 3& SUHVV ) $W WKH ,QWHUIDFH ER[ VZLWFK WKH SRZHU WR 21 6WHSV DQG DERYH PXVW EH FDUULHG RXW ZLWKLQ VHFRQG RU SRZHU 21 ZLOO WLPHRXW
127( 7KH GLVSOD\ ZLOO UHDG
*(7 67$7,21 $''5(66 B B ,1)2 B B
7KH EDFN OLJKW ZLOO EH LOOXPLQDWHG DQG DOO /('V ZLOO EH OLW *R WR VHFWLRQ &KDQQHO %R[ 7HVW &RPPDQGV IRU IXUWKHU WHVWLQJ LQIRUPDWLRQ
3RZHU 2Q LQ 1RUPDO 0RGH
&RQQHFW WRJHWKHU WKH WHVW HTXLSPHQW
)LJXUH ([WHUQDO WHVW HTXLSPHQW VHWXS
'
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
(QVXUH WKDW WKH IROORZLQJ VHWWLQJV DUH PDGH D ,QWHUIDFH ER[ ,)% 3RZHU '2:1 SRVLWLRQ ,*1 '2:1 SRVLWLRQ +++) '2:1 ++ SRVLWLRQ 02'( 83 SRVLWLRQ E 3RZHU VXSSO\ 9 '& 2)) F 3& &KDQQHO ER[ VRIWZDUH ORDGHG DQG WKH VFUHHQ LQGLFDWLQJ DV VKRZQ
)LJXUH 3& 6FUHHQ 6&51 2Q WKH 3& SUHVV (17(5 6ZLWFK RQ WKH 9 VXSSO\ $W WKH 3& SUHVV ) $W WKH ,QWHUIDFH ER[ VZLWFK WKH 32:(5 WR 21
(QWHULQJ &DOO 0RGH IURP 7HVW 0RGH
(QVXUH WKDW D FKUJHG EHWWHU\ LV DWWDFKHG WR WKH WHOHSKRQH 7KH VFUHHQ RI WKH 3& ZLOO UHVHPEOH WKH RQH VKRZQ
)LJXUH 3& 6FUHHQ 6&51 $W WKH 3& FKDQJH WKH 62)7 6,0 ILHOG WR UHDG (1%! 3UHVV (17(5 $W WKH 3& FKDQJH WKH 7(67 ILHOG WR UHDG 7(50! 3UHVV (17(5
'
7KH 887 ZLOO SRZHU GRZQ DQG XS DJDLQ ,I WKH 887 LV FRQQHFWHG WR D *60 WHVW VHW DIWHU D GHOD\ RI DSSUR[LPDWHO\ VHFRQGV WKH 887 ZLOO UHJLVWHU VHUYLFH 7R UHWXUQ WR WHVW PRGH VHW 62)7 6,0 ILHOG WR ',6! DQG VHW 7(67 ILHOG WR 7HVW! 3UHVV (17(5
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
7(67 $1' 0($685(0(17
&KDQQHO %R[ 7HVW &RPPDQGV
7KH IROORZLQJ WDEOH RXWOLQHV WKH FRPPDQGV DYDLODEOH XVLQJ WKH FKDQQHOER[ VRIWZDUH $IWHU WKH KDQGKHOG XQLW KDV EHHQ VZLWFKHG RQ VHFWLRQ XVH WKH XSGRZQ VFUROO NH\V RQ WKH SHUVRQDO FRPSXWHU NH\ERDUG WR VHOHFW WKH FKDQQHOER[ FRPPDQG 8VH WKH OHIWULJKW VFUROO NH\V WR GLVSOD\ WKH UHTXLUHG LQGLFDWLRQ DQG SUHVV WKH (17(5 NH\ WR VHOHFW WKH GLVSOD\HG IXQFWLRQ
8C6II@GÃ7PYÃ8PHH6 I9 U@TUÃHP9@ DI9D86UDPI 1U@SH3 1SrTU3 DIDUD6GDa@ 1DIDU3 AVI8UDPI UrvhrÃrÃqr SrhÃrÃqr XurÃS@UVSIÃvÃrrqÃuvÃvyyÃrrÃurà qrshyÃpuhryÃrvt 8C6IB@Ã8CÃBTH 13 TrÃÃrqrsvrqÃpuhryÃrvtÃsÃBTHà srrpvr 8C6IB@Ã8CÃ98T 13 TrÃÃrqrsvrqÃpuhryÃrvtÃsÃ98Tà srrpvr QPX@SÃG@W@G 13 6yyÃhÃrpvsvrqÃrÃyrryÃÃirÃrÃhÃurà VVU UYÃ96U6 1ISGÃ3 1ISGà 3 TrÃUYÃHqyhvà IhyÃiÃ96U6Ãhyyà IhyÃiÃ96U6ÃhyyÃ
1ISGÃS3 1688ÃS3 STTDÃ97H 13
IhyÃiÃ96U6ÃhyyÃhq 6pprÃiÃ96U6Ãhq QvqrÃhÃSTTDÃrhqvtÃÃurÃVrÃrpvsvrqà puhry
T@UÃ6B8Ã T@UÃ6B8Ã! T@UÃ6B8Ã" TQÃGPPQÃ768F
13 13 13 1TU6SU3
6yyÃpuhtrÃÃ6B8ÃyrryÃÃGPXÃ HD99G@ÃCDBCÃpuhry
QvqrÃhÃhqvÃhuÃsÃrÃvuÃurÃBTHÃ rÃhv
1TUPQ3
TrÃhqvÃyihpxÃsÃUYÃhqvÃÃSYÃhqvà vuÃprvtÃiÃurÃ8P9@8
Q6UCÃ8PIU 1HPTP3 1H@TD3 1H@T@3 1HDTD3 1HDT@3 WPGÃ7Vaa 13
TrÃhqvÃhu) HD8ÃssÃrhxrÃss HD8ÃrrhyÃrhxrÃvrhy HD8ÃrrhyÃrhxrÃrrhy HD8ÃvrhyÃrhxrÃvrhy HD8ÃvrhyÃrhxrÃrrhy TrÃirÃyrÃirrrÃhyr ÃÃ"ÃHvÃÃHh
WPGÃTD9@
13
TrÃ#ÃvqrÃrÃyrÃyrryÃirrr q7Ãhqà 'q7
WPGÃHD8
13
TrÃ'ÃHD8ÃyrÃyrryÃirrr !%q7ÃhqÃ#q7
WPGÃTQ WPGÃTQ! B@UÃF@`Ã8P9@
13 13 1@I67G@319DT67G@3
TrÃrhxrÃrhÃyrÃyrry TrÃrhxrÃyrÃyrry 9vyhÃurÃhyrÃsÃhÃxrÃrrqÃÃurà xrhq
8PIUSPGÃPVU
1G@9ÃS3 1G@9Ã73 18C6SB@ÃPI3 1G@9Ã83 1CAÃPI3 16GGÃPAA3 16GGÃPI3
TvpurÃÃDpvtÃG@9 TvpurÃÃ7hpxyvtuÃG@9 TvpurÃpuhtrÃrrprÃÃG89 TvpurÃÃ8uhtvtÃG@9 TvpurÃÃuhqsrrÃqr TvpurÃssÃhyyÃhir TvpurÃÃhyyÃhir QvqrÃ$ÈÃvhyÃqvyhÃsÃpurpxÃhrÃÃ urÃVVUÃG89
8C@8FÃG89
1Q
3
1Q!3
QvqrÃ$ÈÃvhyÃqvyhÃsÃpurpxÃhrÃÃ urÃVVUÃG89
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
8C6II@GÃ7PYÃ8PHH6I9 T@UÃ@S9DTQ DI9D86UDPI 1@I67G@3 19DT67G@3 AVI8UDPI VvÃrÃpqrÃvyyÃirÃqvyhrqÃÃurÃVVUà qvyh VvÃrÃpqrÃvyyÃÃirÃqvyhrqÃÃurà VVUÃqvyh TPAUÃTDH 1@I67G@3Ã19DT67G@3 XvuÃ@I67G@ÃrÃhqÃU@TUÃHP9@Ã1U@SH3à urÃVVUÃvÃrrqÃsÃrÃqrÃhqÃphÃirà yhprqÃvÃphyyÃqr U@TUÃHP9@ 1U@SH3 XvuÃTPAUÃTDHÃ1@I67G@93ÃurÃVVUÃvyyÃirà rrqÃsÃrÃqrÃhqÃphÃirÃyhprqÃvà hÃphyy TDHÃTU6UVT 8C@8FÃTVH 1TCPX3 1TCPX3 8urpxÃhqÃqvyhÃurÃTDHÃh 9vyhÃurÃshrÃpurpx
$GMXVWPHQW 0RGH
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
7KH DGMXVWPHQW GDWD VHOHFWHG GXULQJ FDOLEUDWLRQ LV VWRUHG LQ WKH WHOHSKRQH ((3520
)LJXUH 7HVW VRIWZDUH VFUHHQ
'
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
7(67 $1' 0($685(0(17
5DPSLQJ *DLQ
7KH FDUULHU SRZHU PXVW EH PHDVXUHG DQG FDOLEUDWHG IRU HDFK SRZHU OHYHO DW FKDQQHO
*60
QrÃGrry QrhxÃQr q7 Dvvhyà Uyrhpr 8hyvihvà Whyr 8uhtrÃrà q7
3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/
*60
QrÃGrry QrhxÃQr q7 Dvvhyà Uyrhpr 8hyvihvà Whyr 8uhtrÃrà q7
3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/ 3/
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
&DOLEUDWLRQ RI RXWSXW SRZHU RQ HDFK SRZHU OHYHO
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
)LJXUH 7[ GDWD ILHOG $W WKH *60 WHVW XQLW PHDVXUH WKH 3HDN 3RZHU
'
,I WKH PHDVXUHG SRZHU LV LQ WKH UDQJH RI WKH WDUJHW SRZHU VHH SUHYLRXV WDEOH WKHQ SURFHHG WR VWHS $W WKH &KDQQHO ER[ SUHVV ) WR YLHZ WKH 75,0 IRU WKH PLGFKDQQHO
)LJXUH 3RZHU OHYHO YLHZ
'
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
7(67 $1' 0($685(0(17
6HOHFW 9,(: 75,0 3/ 0&+ DQG PDNH D QRWH RI WKLV YDOXH
)LJXUH 3RZHU OHYHO YLHZ 3HUIRUP WKH IROORZLQJ FDOFXODWLRQ DQG PDNH D QRWH RI WKH UHVXOW 2OG 7ULP 9DOXH 5HTXLUHG 3RZHU 0HDVXUHG 3RZHU ; &KDQJH SHU G% VWHS WDEOH VWHS WDEOH 0DNH D QRWH RI WKH UHVXOW $W WKH &KDQQHO ER[ SUHVV ) WR SURJUDP WKH 75,0 IRU WKH PLGFKDQQHO 1HZ 7ULP YDOXH
'
)LJXUH 3RZHU OHYHO VHOHFWLRQ
'
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
6HOHFW 352*5$0 75,0 3/ 0&+ *60
)LJXUH 3RZHU OHYHO VHOHFWLRQ +LJKOLJKW WKH 3/ ILHOG DQG SUHVV (17(5
'
)LJXUH 3RZHU OHYHO VHOHFWLRQ (QWHU WKH YDOXH FDOFXODWHG LQ VWHS LQWR WKH GDWD ILHOG DQG WKHQ SUHVV (17(5 3UHVV (6& $W WKH *60 WHVW XQLW UHPHDVXUH WKH SHDN SRZHU 5HSHDW VWHSV WR RI WKLV SURFHGXUH IRU SRZHU OHYHOV 3/ WR 3/ 3/ WR 3/ IRU *60
'
$IWHU FDOLEUDWLQJ DW FKDQQHO WKH FDUULHU SRZHU PXVW EH PHDVXUHG DQG FDOLEUDWHG DW /2: DQG +,*+ FKDQQHOV IRU SRZHU OHYHOV WR 5HSHDW VWHS WR IRU WKH *60 VHWWLQJV DW SRZHU OHYHOV WR IRU PLGGOH WRS DQG ERWWRP FKDQQHOV 127( &DO GDWD H[LVWV IRU *60 ORZ DQG KLJK FKDQQHOV EXW LV QRW XVHG
&KDQQHO
/RZ%RWWRP 0LG +LJK7RS
*60
*60
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
7(67 $1' 0($685(0(17
566,
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
)LJXUH 566, G% ILHOG ,I WKH PHDVXUHG YDOXH LV QRW WKHQ PDNH WKH IROORZLQJ FDOFXODWLRQ 566, RIIVHW YDOXH >0($685(' 566, 9$/8( @ [ >0($685(' 566, 9$/8(@ [ IRU H[DPSOH > @ [ > @ [ 5HFRUG WKH UHVXOW $W WKH &KDQQHO ER[ SUHVV ) WR YLHZ GDWD
'
)LJXUH 566, UHDGLQJ
'
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
6HOHFW 75,0 27+(5 DQG PDNH D QRWH RI WKH 566, RQ WKH PHDVXUHG FKDQQHO UHDGLQJ
)LJXUH 566, UHDGLQJ 3UHVV (6& $W WKH &KDQQHO ER[ SUHVV ) WR SURJUDP GDWD
'
)LJXUH 566, UHDGLQJ 6HOHFW 75,0 566, DQG SUHVV (17(5
'
0DNH WKH IROORZLQJ FDOFXODWLRQ 566, RIIVHW YDOXH IURP VWHS UHDGLQJ QRWHG LQ VWHS (QWHU WKH UHVXOW LQWR 566, &203 ILHOG IRU H[DPSOH
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
7(67 $1' 0($685(0(17
)LJXUH 566, UHDGLQJ 3UHVV (17(5 3UHVV (6& 0HDVXUH WKH 566, OHYHO DJDLQ E\ KLJKOLJKWLQJ WKH 566, G%P ILHOG DQG SUHVV (17(5
'
6WHSV WR PXVW EH UHSHDWHG IRU ERWK /2:%27720 DQG +,*+723 FKDQQHOV DQG WKHQ IRU *60
&KDQQHO
/RZ%RWWRP &RPS +LJK7RS
*60
*60
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
, DQG 4 9DOXHV
127( :LWK WKH , 4FK DGMXVWPHQW SURFHGXUHV WKH WUDQVPLWWHU PXVW EH VHW WR 3RZHU /HYHO WKLV SUHVHQWV WKH ZRUVW FDVH RI QRQ OLQHDULW\ VR FDUH PXVW EH WDNHQ WKDW WKH VSHFWUXP DQDO\VHU XVHG FDQ DFFHSW D VLJQDO LQSXW RI G%P ,I QRW DQ DSSURSULDWH DWWHQXDWRU PXVW EH XVHG
, 4 FK 2IIVHWV
6SHFWUXP $QDO\VHU VHWXS FHQWUH IUHTXHQF\ 0+] 5%: N+] 9%: N+] VSDQ 0+] VZHHS WLPH VHF 6HW WKH &KDQQHO ER[ FRQWUROV WR FKDQQHO DW SRZHU OHYHO QRUPDO EXUVW PRGXODWHG ZLWK DOO ¶V D 3UHVV WKH GRZQ DUURZ XQWLO &+$1*( &+ ! LV KLJKOLJKWHG DQG WKHQ SUHVV (17(5 E 3UHVV WKH GRZQ DUURZ XQWLO 3/ LV KLJKOLJKWHG 3UHVV (17(5 F 3UHVV WKH GRZQ DUURZ XQWLO 7; '$7$ LV KLJKOLJKWHG 3UHVV WKH PRYH DUURZ XQWLO ³15/ ´ DSSHDUV LQ WKH KLJKOLJKWHG ILHOG G 3UHVV (17(5
)LJXUH &KDQQHO ER[ VHWXS
'
2Q WKH VSHFWUXP DQDO\VHU PHDVXUH WKH FDUULHU OHDNDJH UDWLR &DUULHU OHDNDJH UDWLR LV PHDVXUHG DV WKH UDWLR RI SHDN SRZHU DQG WKH SRZHU DW N+] EHORZ SHDN IUHTXHQF\ ([DPSOH SHDN SRZHU 0+] G%P SRZHU DW N+] EHORZ SHDN SRZHU G%P FDUULHU OHDNDJH UDWLR G%P G%P G%P
)LJXUH &DUULHU OHDNDJH UDWLR 0&8.* 6HUYLFH 0DQXDO 6HFWLRQ ± ±
' ,VVXH 5HYLVLRQ
7(67 $1' 0($685(0(17
,I FDUULHU OHDNDJH UDWLR LV JUHDWHU WKDQ G%F WKHQ XQLW LV 2. RIIVHW FDOLEUDWLRQ LV FRPSOHWH ,I FDUULHU OHDNDJH UDWLR OHVV WKDQ G%F WKHQ JR WR ,FK FKHFN $W WKH &KDQQHO ER[ FKHFN ,FK RIIVHW GDWD E\ VHOHFWLQJ ) WKHQ 9,(: 75,0 27+(5
,FK FKHFN
)LJXUH , 4 GDWD ILHOG VHOHFWLRQ $W WKH &KDQQHO ER[ VHW ,FK RIIVHW WR SUHVV ) WR SURJUDP 75,0 27+(5
'
)LJXUH ,4 GDWD ILHOG VHOHFWLRQ
'
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
6HOHFW ,FK 2))6(7
)LJXUH ,4 GDWD ILHOG VHOHFWLRQ (QWHU IRU ,FK 2))6(7 DQG SUHVV (17(5
'
)LJXUH ,4 GDWD ILHOG VHOHFWLRQ 8VLQJ WKH 6SHFWUXP $QDO\VHU PHDVXUH WKH QHZ FDUULHU OHDNDJH UDWLR
'
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± ± ,VVXH 5HYLVLRQ
, 'HF &DOLEUDWLRQ
, ,QF &DOLEUDWLRQ
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
,I QRW WKHQ UHSHDW VWHSV DQG DERYH IRU ,FK RIIVHW YDOXHV ,I WKH FDUULHU OHDNDJH UDWLR LV VWLOO QRW JUHDWHU WKDQ G%F WKHQ JR WR 4FK &KHFN 6HW ,FK RIIVHW WR 6HW 4FK RIIVHW WR D $W WKH &KDQQHO ER[ SUHVV ) E 3UHVV PRYH GRZQ DUURZ XQWLO 4&+ 2))6(7 DSSHDUV LQ WKH ILHOG 3UHVV (17(5 F (QWHU LQWR WKH GDWD ILHOG DQG SUHVV HQWHU 0HDVXUH WKH QHZ FDUULHU OHDNDJH UDWLR ,I WKH FDUULHU OHDNDJH UDWLR LV JUHDWHU WKDQ G%F WKH XQLW LV 2. RIIVHW FDOLEUDWLRQ LV FRPSOHWH ,I WKH RULJLQDO FDUULHU OHDNDJH UDWLR VHH , 4 FK 2IIVHWV VWHS LV JUHDWHU WKDQ QHZ FDUULHU OHDNDJH UDWLR WKHQ JR WR 4 'HF &DOLEUDWLRQ ,I WKH RULJLQDO FDUULHU OHDNDJH UDWLR LV OHVV WKDQ QHZ FDUULHU OHDNDJH UDWLR WKHQ JR WR 4 ,QF &DOLEUDWLRQ 6HW 4FK RIIVHW WR VHH 4FK &KHFN VWHS 0HDVXUH FDUULHU OHDNDJH UDWLR ,I WKH FDUULHU OHDNDJH UDWLR LV JUHDWHU WKDQ G%F WKHQ XQLW LV 2. RIIVHW FDOLEUDWLRQ LV FRPSOHWH ,I QRW WKHQ UHSHDW VWHSV DQG DERYH IRU 4FK RIIVHW YDOXHV ,I WKH FDUULHU OHDNDJH UDWLR LV VWLOO OHVV WKDQ G%F WKHQ XQLW LV D IDLO 6HW 4FK RIIVHW WR VHH 4FK &KHFN VWHS 0HDVXUH FDUULHU OHDNDJH UDWLR ,I FDUULHU OHDNDJH UDWLR LV JUHDWHU WKDQ G%F WKHQ XQLW LV 2. RIIVHW FDOLEUDWLRQ LV FRPSOHWH ,I FDUULHU OHDNDJH UDWLR LV OHVV WKDQ G%F WKHQ UHSHDW VWHSV DQG DERYH IRU 4FK RIIVHW YDOXHV ,I FDUULHU OHDNDJH UDWLR LV OHVV WKDQ G%F WKHQ XQLW LV D IDLO
4FK &KHFN
4 'HF &DOLEUDWLRQ
4 ,QF &DOLEUDWLRQ
, 4FK *DLQ
,03257$17 , 4FK RIIVHW FDOLEUDWLRQ VKRXOG EH GRQH EHIRUH WKLV FDOLEUDWLRQ 6SHFWUXP $QDO\VHU 6HWXS FHQWUH IUHTXHQF\ 0+] 5%: N+] 9%: N+] VSDQ 0+] VZHHS WLPH VHF 6HW WKH &KDQQHO ER[ FRQWUROV WR FKDQQHO DW SRZHU OHYHO QRUPDO EXUVW PRGXODWHG ZLWK DOO ¶V D 3UHVV WKH GRZQ DUURZ XQWLO &+$1*( &+ ! LV KLJKOLJKWHG DQG WKHQ SUHVV (17(5 E 3UHVV WKH GRZQ DUURZ XQWLO 3/ LV KLJKOLJKWHG 3UHVV (17(5 F 3UHVV WKH GRZQ DUURZ XQWLO 7; '$7$ LV KLJKOLJKWHG 3UHVV WKH PRYH DUURZ XQWLO DSSHDUV LQ WKH KLJKOLJKWHG ILHOG 3UHVV (17(5 8VLQJ WKH VSHFWUXP DQDO\VHU PHDVXUH WKH LPDJH OHDN UDWLR ,PDJH OHDN UDWLR LV WKH PHDVXUHG UDWLR RI SHDN SRZHU DQG WKH SRZHU DW N+] EHORZ SHDN IUHTXHQF\
([DPSOH SHDN SRZHU 0K] G%P SRZHU DW N+] EHORZ SHDN SRZHU G%P LPDJH OHDN UDWLR G%P G%P G%P
,VVXH 5HYLVLRQ
6HFWLRQ ± ±
0&8.* 6HUYLFH 0DQXDO
7(67 $1' 0($685(0(17
)LJXUH ,PDJH OHDN UDWLR ,I LPDJH OHDN UDWLR LV JUHDWHU WKDQ G%F WKHQ XQLW LV 2. RIIVHW FDOLEUDWLRQ LV FRPSOHWH ,I LPDJH OHDN UDWLR LV OHVV WKDQ G%F WKHQ JR WR ,FK JDLQ FDOLEUDWLRQ
'
,4FK *DLQ &DOLEUDWLRQ
6HW ,4FK JDLQ WR G% D 2Q WKH &KDQQHO ER[ SUHVV ) E 3UHVV PRYH OHIW DUURZ XQWLO ,4&+ *$,1 ILHOG LV KLJKOLJKWHG 3UHVV (17(5 F (QWHU LQWR WKH GDWD ILHOG 3UHVV (17(5 0HDVXUH WKH LPDJH OHDN UDWLR ,I LPDJH OHDN UDWLR LV JUHDWHU WKDQ G%F WKHQ XQLW LV 2. RIIVHW FDOLEUDWLRQ LV FRPSOHWH ,I LPDJH OHDN UDWLR LV OHVV WKDQ G%F WKHQ UHSHDW VWHSV DQG DERYH ZLWK ,4FK JDLQ YDOXHV G% G% ,I LPDJH OHDN UDWLR LV VWLOO OHVV WKDQ G%F WKHQ WKH XQLW LV D IDLO
0&8.* 6HUYLFH 0DQXDO
6HFWLRQ ± ±
,VVXH 5HYLVLRQ
7(67 $1' 0($685(0(17
6LPSOH 5HFHLYHU 7HVW
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
7KH XQLW KDV QRZ EHHQ SODFHG LQ D VWDWH ZKLFK ZLOO DOORZ WKH UHFHLYHG VLJQDO SDWK WR EH PRQLWRUHG
6LPSOH 7UDQVPLWWHU 7HVW
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
7KH 887 LV QRZ LQ WKH UHTXLUHG VWDWH WR DOORZ SURELQJ RI WKH WUDQVPLW 5) SDWK
%DWWHU\ &KDUJLQJ
&DOLEUDWLRQ
7KHUH DUH WKUHH SURFHGXUHV WR FDOLEUDWLQJ WKH EDWWHU\ YROWDJH WHPSHUDWXUH DQG FKDUJLQJ FDOLEUDWLRQ 7R SHUIRUP WKLV RSHUDWLR Q WZR UHJXODWHG SRZHU VXSSOLHV DUH QHHGHG LQ DGGLWLRQ WR WKH SRZHU VXSSO\ UHTXLUHG IRU WKH ,)% 7KH GF RXWSXW RQ WKH IURQW RI WKH ,)% LV XQVXLWDEOH IRU XVH LQ WKH EDWWHU\ FDOLEUDWLRQ SURFHGXUH EHFDXVH RI WKH YROWDJHV UHTXLUHG ,Q DGGLWLRQ D GXPP\ EDWWHU\ DQG DQ RKP UHVLVWRU DUH QHHGHG
9ROWDJH &DOLEUDWLRQ
&RQQHFW GXPP\ EDWWHU\ WR SKRQH &RQQHFW WKH GXPP\ EDWWHU\
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
3UHVV >)@ *R WR DQG VHOHFW 75,0 2WKHU *R WR DQG VHOHFW %$7 92/7 +,*+ (QWHU YDOXH IURP VWHS DERYH 3UHVV >)@ *R WR DQG VHOHFW 75,0 2WKHU DJDLQ *R WR DQG VHOHFW %$7 92/7 /2: (QWHU YDOXH IURP VWHS DERYH 6HW 368 RS WR YROWV
7HPSHUDWXUH &DOLEUDWLRQ
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± ± 0&8.* 6HUYLFH 0DQXDO EHIRUH
7(67 $1' 0($685(0(17
3UHVV >)@ *R WR DQG VHOHFW 75,0 2WKHU DJDLQ *R WR DQG VHOHFW %$7 7(03 (QWHU YDOXH IURP VWHS DERYH
&KDUJLQJ &DOLEUDWLRQ
)RU WKLV SURFHGXUH VHW XS WKH HTXLSPHQW DV IROORZV D &RQQHFW W : UHVLVWRU EHWZHHQ 9%$7 DQG *URXQG E &RQQHFW 368 EHWZHHQ 9%$7 DQG *URXQG VHW WR YROWV DQG VZLWFK RQ 1RWH WKLV JLYHV P$ F &RQQHFW D VHFRQG 368 368 WR WKH SKRQH YLD WKH SKRQH
V H[WHUQDO FRQQHFWRU 6HW 368 WR YROWV FXUUHQW OLPLW VHW WR P$ 3UHVV ^VKLIW`>)@ *R WR DQG VHOHFW 6HW '$& 'DWD 7\SH D YDOXH RI >HQWHU@ 8VLQJ DUURZV KLJKOLJKW &RQWURO RXW 8VH DUURZV WR KLJKOLJKW DQG VHOHFW &5* 21 'LVFRQQHFW 9%$7 E\ VZLWFKLQJ 368 RXWSXW 2)) 0HDVXUH 9%$7 YROWDJH DW WHVW EDWWHU\ ,I WKH YROWDJH LV LQVLGH WKH UDQJH 9 P9 WKHQ JR WR VWHS EHORZ 2WKHUZLVH FDOFXODWH WKH GLIIHUHQFH WKXV PHDVXUHG YROWDJH GLIIHUHQFH 3UHVV ^VKLIW`>)@ *R WR DQG VHOHFW 6HW '$& 'DWD (QWHU YDOXH RI SUHYLRXVO\ VHW YDOXH ZKLFK \RX RULJLQDOO\ VHW WR UHVXOW IURP VWHS DERYH LQWHJHU RQO\ 5HSHDW VWHSV WR XQWLO PHDVXUHG YROWDJH LV 9 P9 ,I WKH ILQDO YDOXH IRU '$& 'DWD LV RXWVLGH WKH UDQJH WKHQ WKHUH LV D IDXOW DQG IXUWKHU LQYHVWLJDWLRQ LV UHTXLUHG 2WKHUZLVH VWRUH WKH YDOXH DV GHVFULEHG EHORZ 3UHVV >)@ *R WR DQG VHOHFW 7ULP 2WKHU *R WR DQG VHOHFW '$& 5HIHUHQFH (QWHU YDOXH 3UHVV ^VKLIW`>)@ *R WR DQG VHOHFW 6HW '$& 'DWD (QWHU YDOXH VWRUHG LQ VWHS 3UHVV >)@ *R WR DQG VHOHFW 9LHZ $'& OLQHV 5HDG YDOXH IRU $',1 %$7 92/7 ,I > %$7 92/7 +,*+ IURP VWHS YDOXH UHDG DERYH@ LV LQVLGH WKH UDQJH WKHQ JR WR VWHS EHORZ WR VWRUH YDOXH 2WKHUZLVH WKHUH LV D IDXOW DQG IXUWKHU LQYHVWLJDWLRQ LV UHTXLUHG 3UHVV >1@ LQ UHSHDW \HVQR ER[ WKHQ >HQWHU@ 3UHVV >)@ +LJKOLJKW DQG VHOHFW 7ULP 2WKHU +LJKOLJKW DQG VHOHFW '$& 6WHS (QWHU YDOXH REWDLQHG LQ VWHS DERYH 3UHVV ^VKLIW`>)@ *R WR DQG VHOHFW 6HW '$& 'DWD 5HHQWHU RULJLQDO YDOXH IURP VWHS LH SUHVHQW YDOXH 3UHVV >)@ +LJKOLJKW DQG VHOHFW 9LHZ $'& /LQHV 5HDG $',1 &5* &855(17 YDOXH DQG UHFRUG LW DV 7RWDO FXUUHQW 'LVFRQQHFW WKH W 5HVLVWRU 3UHVV ><@ >HQWHU@ WR UHDG $'& YDOXH DJDLQ DQG UHFRUG LW DV 3KRQH FXUUHQW &KDUJH FXUUHQW 7RWDO FXUUHQW 3KRQH FXUUHQW ,I WKLV RXWVLGH WKH UDQJH WKHQ WKHUH LV D IDXOW DQG IXUWKHU LQYHVWLJDWLRQ L